Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 1321 to 1330 of 1891 search results for through Scamsmart.

  1. Implementation group on changes to deliver switching options for mortgage prisoners

    Firms Published: 26/08/2019 Last modified: 24/06/2024
    The group assists industry in preparing for rule changes introduced in 2019 and to promote greater lending flexibility by firms.

  2. Testing what gets consumers engaged with their pension – and why

    Research Published: 08/12/2023 Last modified: 13/12/2023
    This article summarises research undertaken by Mike Gilmore (during his time working for the FCA), Deanna Karapetyan, Gráinne Murphy, Cherryl Ng and Jackie Spang.

  3. Compliance, Culture and Evolving Regulatory Expectations

    Speeches Published: 26/04/2021 Last modified: 26/04/2021
    Speech by Mark Steward, Executive Director of Enforcement and Market Oversight.

  4. Research Notes: Improving outcomes for consumers considering investing in high-risk investments

    Research notes Published: 19/01/2022 Last modified: 02/02/2022
    We've published 3 Research Notes on behavioural interventions we tested to improve outcomes for consumers considering investing in high-risk investments.

  5. FCA warns consumers about unauthorised forex investment xchloesworld

    News stories Published: 13/01/2021 Last modified: 13/01/2021
    The FCA has updated its consumer warning against an unauthorised online trader using Instagram, known as chloefxtrades / chloehenx, to include a further account xchloesworld.

  6. Financial crime systems and controls during coronavirus situation

    Focus areas Published: 06/05/2020 Last modified: 21/02/2023
    Find out about the FCA's expectations on how firms should apply their systems and controls to combat and prevent financial crime during the coronavirus crisis.

  7. AXA fined and reviews investment sales for advice failings

    Press Releases Published: 13/09/2013 Last modified: 25/11/2021
    The Financial Conduct Authority (FCA) has fined AXA Wealth Services Ltd (AXA) £1,802,200 for failing to ensure it gave suitable investment advice to its customers.

  8. New Cost Benefit Analysis Panel to be chaired by Dr Felix Martin

    Press Releases Published: 05/06/2024 Last modified: 05/06/2024
    Dr Felix Martin has been appointed chair of the FCA's new, independent Cost Benefit Analysis Panel.

  9. Information for consumers on transferring or switching UK pensions into international self-invested personal pensions (SIPPs)

    News stories Published: 02/12/2020 Last modified: 04/03/2021
    Consumers transferring or switching their UK pensions into international self-invested personal pensions (SIPPs).

  10. DRSP authorisation and supervision forms

    Firms Markets Markets policy Published: 13/01/2017 Last modified: 15/12/2022
    We have a number of MAR 9 forms to help your application process. 'Find out about the different data reporting services providers (DRSP) authorisation and supervision documents you may need.