Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 1331 to 1340 of 1891 search results for through Scamsmart.

  1. DRSP authorisation and supervision forms

    Firms Markets Markets policy Published: 13/01/2017 Last modified: 15/12/2022
    We have a number of MAR 9 forms to help your application process. 'Find out about the different data reporting services providers (DRSP) authorisation and supervision documents you may need.

  2. TR16/3: Meeting investors’ expectations

    Thematic reviews Published: 07/04/2016 Last modified: 07/04/2016
    We will follow up on this thematic review through our routine supervision work.

  3. Green FinTech Challenge and Digital Sandbox: which service to apply for

    Tasks for regulated firms Focus areas Published: 06/09/2021 Last modified: 28/03/2022
    We outline the key differences between the Green FinTech Challenge 2021 and the Second Digital Sandbox pilot so firms can choose which service they want.

  4. FCA steps up focus on fair use of client dealing commission

    Press Releases Published: 10/07/2014 Last modified: 10/07/2014
    5. The FCA has also launched a wider programme of work looking at behaviour in wholesale markets, where poor practices and controls by investment firms can feed through to higher costs

  5. LIBOR – are you ready for life without LIBOR from end-2021?

    Speeches Published: 26/01/2021 Last modified: 01/02/2021
    Speech delivered by Edwin Schooling Latter, Director Markets and Wholesale Policy at the FCA, at City & Financial's Managing LIBOR transition event

  6. FCA publishes Decision Notice against Corrado Abbattista for market manipulation

    Press Releases Published: 16/09/2020 Last modified: 16/09/2020
    The FCA has published a Decision Notice in respect of Corrado Abbattista, an experienced trader and a portfolio manager, partner and Chief Investment Officer at Fenician Capital Management LLP

  7. Coronavirus linked forbearance: key findings

    Multi-firm reviews Published: 25/03/2021 Last modified: 15/04/2021
    We set out our findings from our review, where we considered mortgage and consumer credit firms' implementation of Tailored Support Guidance since November 2020 and the operational readiness of firms to support customers in financial difficulty.

  8. FS15/1: Discussion on the use of dealing commission

    Feedback statements Published: 19/02/2015 Last modified: 23/11/2021
    This paper reports on the main issues arising from Discussion Paper DP14/3: Discussion on the use of dealing commission regime, and sets out next steps.

  9. Call of Duty: How putting customers front and centre will help industry innovate

    Speeches Published: 22/02/2023 Last modified: 17/11/2023
    Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at the 'Countdown to Implementation of the Consumer Duty' event.

  10. Financial Conduct Authority to tackle competition problems with the trade data market

    Press Releases Published: 02/03/2023 Last modified: 03/03/2023
    A new FCA report has found that competition in some parts of the wholesale data market is not working as well as it should.