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Showing 1341 to 1350 of 1891 search results for through Scamsmart.

  1. FCA proposes stronger requirements on oversight of appointed representatives

    Press Releases Published: 03/12/2021 Last modified: 03/12/2021
    FCA launches consultation on improving the appointed representatives regime and tackling harm from this model.

  2. Automated advice: existing rules and guidance

    Firms Published: 27/03/2022 Last modified: 10/02/2023
    Before applying for Innovation Pathways, read our existing rules and guidance to check whether your question is covered.

  3. Financial Conduct Authority provides update on regulatory sandbox

    Press Releases Published: 15/06/2017 Last modified: 15/06/2017
    The Financial Conduct Authority (FCA) today provides an update on its regulatory sandbox and unveils the list of firms that were successful in their applications to begin testing in the second cohort of the sandbox.

  4. Individual charged with fraud over unauthorised investment scheme

    Press Releases Published: 19/07/2023 Last modified: 19/07/2023
    The FCA has started criminal proceedings against Daniel Pugh, who is charged with one count of fraud and three offences of breaching the Financial Services and Markets Act 2000 (FSMA).

  5. The Financial Conduct Authority (FCA) makes senior appointments to drive its transformation

    Press Releases Published: 25/02/2021 Last modified: 26/02/2021
    Nikhil Rathi, Chief Executive of the FCA since October 2020, has now made four further appointments to the FCA’s executive team.

  6. A strategy for positive change: our ESG priorities

    Corporate documents Published: 03/11/2021 Last modified: 21/11/2022
    The FCA's environmental, social and governance (ESG) strategy sets out our target outcomes and the actions we expect to take to deliver these, to support the transition to a net zero economy.

  7. FCA secures conditional resolution of proceedings against Park First and its senior management

    Press Releases Published: 20/07/2021 Last modified: 01/08/2023
    The conditional agreement should see a further £25 million made available for compensation to investors

  8. FCA keeps trading apps under review over gaming concerns

    Press Releases Published: 20/06/2024 Last modified: 20/06/2024
    In an online experiment with over 9,000 consumers, the FCA found that digital engagement practices (DEPs) used by trading apps, such as push notifications and prize draws, can increase trading frequency and risk taking.

  9. Andrew Bailey opening speech at the FCA Conference on Intergenerational Differences

    Speeches Published: 02/07/2019 Last modified: 02/07/2019
    Speech by Andrew Bailey, Chief Executive of the FCA, at the FCA Conference on Intergenerational Differences, Royal College of Physicians, London.

  10. FCA fines and bans former RBS trader, Neil Danziger

    Press Releases Published: 08/01/2018 Last modified: 08/01/2018
    The Financial Conduct Authority (FCA) has imposed a financial penalty of £250,000 on former Royal Bank of Scotland (RBS) interest rate derivatives trader, Neil Danziger, and prohibited him from performing any function in relation to any regulated