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The rise in scams and the threat to a legitimate financial services industry
Speech by Mark Steward, Executive Director of Enforcement and Market Oversight, at the City & Financial Global - FCA Investigations & Enforcement Summit. -
TR15/4: Governance over mortgage lending strategies
Through our thematic work, we wanted to understand how this translates into the development of new lending strategies at a time when many lenders are innovating and adapting in the face -
FCA bans Magnus Michael Peterson from the financial services industry
On 19 January 2015 Mr Peterson was convicted of a range of fraud offences through his hedge fund resulting in losses to clients of approximately $536m. -
Andrew Bailey speech on retail banking in the UK - reflections from the FCA
Speech by Andrew Bailey, Chief Executive of the FCA, at the BBA Retail Banking Conference on retail banking in the UK – reflections from the FCA. -
FCA challenges firms to review approach to consumer vulnerability
Research published by the FCA reveals that some vulnerable consumers seeking help from financial providers are meeting ‘a computer says no’ approach, putting them at risk of further detriment -
Statement on the Operation of the MiFID Markets Regime
Read our statement on the operation of the MiFID Markets Regime after the transition period ends. -
FG13/3 - Code of Practice for the relationship between the external auditor and the supervisor
We also set out a summary of the feedback received through the consultation and our responses to the issues raised. -
Updating and improving the UK regime for asset management: our priorities
Speech by Ashley Alder, Chair, delivered at the Investment Association’s Annual Dinner. -
FCA says general insurance add-on industry must make changes
improving the way that add-ons are offered through price comparison websites, including how and when they are introduced. -
Occasional Paper No. 38: Testing retirement communications: Waking up to get wise
As part of the Retirement Income Market Study and the Retirement Outcomes Review, the FCA looked into ways in which we could encourage those approaching retirement to engage with the free government guidance available to them and with their pension