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Showing 1411 to 1420 of 1891 search results for through Scamsmart.

  1. Occasional Paper No. 25: Incentivising compliance with financial regulation

    Occasional papers Published: 16/12/2016 Last modified: 16/12/2016
    This paper looks into the basic economic theory of incentives and how they can be used to enhance compliance in financial regulation.

  2. Competition and innovation in financial services: the regulator’s perspective

    Speeches Published: 11/05/2017 Last modified: 11/05/2017
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at Cheung Kong Graduate School of Business.

  3. Competition Policy in Financial Markets – the view from the regulators

    Speeches Published: 22/06/2016 Last modified: 22/06/2016
    Speech by Mary Starks, Director of Competition, FCA, delivered at the Centre for Competition Policy (CCP) Conference on 10 June in Norwich.

  4. Safe custody services firm review findings

    Multi-firm reviews Published: 10/08/2016 Last modified: 18/05/2017
    Read what we found during our series of visits in 2010 to the known providers of safe custody services in the UK, what we would expect to see if we conducted a set of similar visits again in the future, and some examples of good and poor practice

  5. The hidden cost of domestic financial abuse: working together to improve outcomes

    Blogs Published: 17/05/2024 Last modified: 20/05/2024
    Domestic financial abuse has a huge impact on the lives of those who experience it.

  6. FG15/3 - Version 3.1 of the Transaction Reporting User Pack (TRUP)

    Finalised guidance Published: 06/02/2015 Last modified: 06/02/2015
    implemented through SUP17 of the FCA Handbook.

  7. FCA secures interim restitution order against illegal deposit takers

    Press Releases Published: 03/02/2021 Last modified: 20/05/2022
    The Financial Conduct Authority (FCA) has secured an interim restitution order of just over £676,000 against 5 of the 7 defendants accused of carrying on unauthorised deposit taking by accepting money for projects including forex-trading and

  8. FCA review finds weaknesses in some challenger banks’ financial crime controls

    Press Releases Published: 22/04/2022 Last modified: 22/04/2022
    FCA review found that challenger banks need to improve how they assess financial crime risk, with some failing to adequately check their customers’ income and occupation.

  9. Occasional Paper No. 17: Access to Financial Services in the UK

    Occasional papers Published: 24/05/2016 Last modified: 31/07/2020
    This paper aims to stimulate ideas and foster a culture of access and inclusion throughout retail financial services, that embraces firms, regulators, government and consumer organisations.

  10. CP15/9: Strengthening accountability in banking: a new regulatory framework for individuals

    Consultation papers Published: 16/03/2015 Last modified: 14/09/2015
    Following recommendations made by the Parliamentary Commission on Banking Standards, amendments were made to the Financial Services and Markets Act 2000 through the Financial Services (Banking Reform) Act 2013.