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  1. GC15/1 Risks to customers from performance management at firms

    Guidance consultations Published: 16/03/2015 Last modified: 16/03/2015
    We have not identified evidence of widespread issues, but we have identified instances of poor practice through our follow-up work on whistleblowing reports.

  2. TR14/15 – Mobile banking and payments

    Thematic reviews Published: 11/09/2014 Last modified: 17/09/2014
    This final report summarises the findings from our thematic review. The retail banking sector now enables everyday banking and payments to be made through a mobile device.

  3. FCA penalises Al Rayan Bank PLC for anti-money laundering failures 

    Press Releases Published: 11/01/2023 Last modified: 11/01/2023
    We have fined Al Rayan Bank for failing to put in place adequate anti-money laundering (AML) controls.

  4. Research Note: An empirical analysis of characteristics associated with cash reliance in the UK

    Research notes Published: 24/07/2024 Last modified: 24/07/2024
    FCA research shows that being digitally excluded and having a low-income have the largest effect on how likely someone is to rely on cash.

  5. PS17/21: Insurance Distribution Directive implementation – Feedback to CP17/7 and near-final rules

    Policy statements Published: 25/09/2017 Last modified: 01/06/2018
    This is our first Policy Statement setting out our near final rules for our implementation of the Insurance Distribution Directive (IDD).

  6. FCA highlights concerns when credit firms allow repeat borrowing

    Press Releases Published: 06/08/2020 Last modified: 07/08/2020
    The FCA has today published the findings of a review into relending by firms that offer high-cost credit.

  7. FCA and CSRC announce their support for the Shanghai-London Stock Connect scheme

    Press Releases Published: 17/06/2019 Last modified: 17/06/2019
    The Financial Conduct Authority (FCA) and the China Securities Regulatory Commission (CSRC) have today made a joint announcement of their approval of the Shanghai and London Stock Exchanges’ proposed new Shanghai-London Stock Connect. They have

  8. Guidance for firms supporting their existing mortgage borrowers impacted by the rising cost of living

    Mortgage lenders and intermediaries Statements Published: 07/12/2022 Last modified: 08/12/2022
    The FCA is consulting on draft guidance explaining a range of options firms have to support customers, including varying a contract for forbearance purposes.

  9. PS23/18: Smarter Regulatory Framework: The Insurance Distribution Directive

    Consultations Policy statements Published: 15/12/2023 Last modified: 15/12/2023
    The FCA's final rules for insurance firms that transfer and replace retained EU law provisions from the Insurance Distribution Directive.

  10. IFPR implementation observations: quantifying threshold requirements and managing financial resources – concluding report

    Multi-firm reviews Published: 27/11/2023 Last modified: 27/11/2023
    Further observations on how firms are implementing requirements on the Internal Capital Adequacy and Risk Assessment process and reporting under the Investment Firms Prudential Regime.