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Showing 1521 to 1530 of 1891 search results for through Scamsmart.

  1. PS19/12:Changes to align the FCA Handbook with the EU Prospectus Regulation: feedback to CP19/6

    Policy statements Published: 31/05/2019 Last modified: 30/08/2019
    This Policy Statement sets out the near-final rules on the changes we plan to make to the Handbook to align it with the Prospectus Regulation. It also summarises the feedback we received to Consultation Paper CP19/6 and our response.

  2. Defined benefit pension transfers market data October 2018-March 2020

    Data Published: 18/01/2021 Last modified: 29/01/2021
    Defined benefit pension transfers market data October 2018-March 2020

  3. PS17/24: Handbook changes to reflect the new regulatory framework for Insurance-Linked Securities

    Policy statements Published: 10/01/2017 Last modified: 13/12/2017
    Policy Statement 17/24 (PS17/24) set out our near-final rule changes required to the FCA Handbook to incorporate the new regulated activity of insurance risk transformation. When we published PS17/24 on 1 November 2017 we had to publish near-final,

  4. FS13/2: Platforms - feedback to Chapter 4 of QCP 13/3

    Feedback statements Published: 08/10/2013 Last modified: 07/02/2022
    We are confirming the definition of ‘platform service’ following our consultation.

  5. FCA reveals the fourth round of successful firms in its regulatory sandbox

    Press Releases Published: 03/07/2018 Last modified: 11/04/2024
    The FCA has announced the 29 firms that were successful in their applications to begin testing in the fourth cohort of the sandbox.

  6. Defendants sentenced in FCA prosecution of £1.4 million investment scheme

    Press Releases Published: 20/12/2017 Last modified: 21/12/2017
    Samrat Bhandari, Dr Muhammad Aleem Mirza, Michael Moore and Paul Moore, each of whom played a role in the operation of an investment scheme which led to investors losing just over £1.4 million, today appeared at Southwark Crown Court to be sentenced

  7. CP14/16: Proposed rules for independent governance committees

    Consultation papers Published: 06/08/2014 Last modified: 29/05/2018
    As part of these reform measures, IGCs are being introduced through FCA rules to ensure minimum governance standards for contract based workplace pensions, such as group personal pensions and group SIPPs.

  8. Safeguarding arrangements of non-bank payment service providers

    Multi-firm reviews Published: 04/07/2019 Last modified: 04/07/2019
    In the first 6 months of 2019 we carried out a multi-firm review with 11 non-bank payment service providers (PSPs) to assess how well they meet the requirements for safeguarding service users’ funds in the Payment Services Regulations 2017 (PSRs)

  9. FCA Mortgage Conference 2015 — panel summaries

    News stories Published: 18/01/2016 Last modified: 16/06/2016
    The panel believed consumer education was a necessary component of the solution, alongside a change in firms' approaches to lending and affordability through higher standards.

  10. Creating a fair and competitive environment for retail banking in the interests of consumers

    Speeches Published: 26/11/2014 Last modified: 26/11/2014
    Speech by Karina McTeague, Director of Retail Banking, the FCA. This is the text of the speech as drafted, which may differ from the delivered version.