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The Financial Conduct Authority named as a Best Employer for Race in new listing
The Financial Conduct Authority has today has been named by Business in the Community as one of the UK’s Best Employers for Race in a new listing published today (1 November 2017). -
An evaluation of our general insurance renewal transparency intervention
The FCA evaluates the impact of its April 2017 intervention to increase transparency at renewal in general insurance markets. -
CP15/40: Financial Services Compensation Scheme: changes to the Compensation sourcebook
changes to the eligibility of occupational pension schemes trustees to claim through the FSCS. -
TR18/1: The fair treatment of existing interest-only mortgage customers
This report shares the findings of our thematic review into the fair treatment of existing interest-only mortgage customers by lenders. -
PS22/3: Diversity and inclusion on company boards and executive management
This Policy Statement (PS22/3) sets out our final policy decision for proposals set out in our consultation CP21/24. -
FCA secures eight confiscation orders totalling almost £2.2 million
The Central Criminal Court has made confiscation orders against the two final defendants who were convicted of offences following one of the FCA’s largest investigations into unauthorised activity. -
FCA statement regarding potential enforcement action against Link Fund Solutions Ltd
This follows an announcement made on 21 September by Link Group to the Australian Securities Exchange. -
FCA reveals next round of successful firms in its regulatory sandbox
The Financial Conduct Authority (FCA) today unveils the firms that were successful in their applications to begin testing in the third cohort of the sandbox. -
PS13/3 Restrictions on the retail distribution of unregulated collective investment schemes and close substitutes
We are setting out our rules on unregulated collective investment schemes and close substitutes in relation to ordinary retail investors in the UK. -
Occasional Paper No. 15: Quid pro quo? What factors influence IPO allocations to investors?
At the same time, book-runners make favourable allocations to investors from whom they generate the greatest revenues elsewhere in their business, notably through brokerage commissions. ... The FCA endeavours to ensure that research outputs are correct,