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Showing 1601 to 1610 of 1891 search results for through Scamsmart.

  1. Firms to prepare for phased move to FCA’s new data collection platform RegData

    News stories Published: 22/06/2020 Last modified: 22/06/2020
    We are now preparing to gradually move firms across to our new data collection platform, which replaces Gabriel.

  2. Occasional Paper No. 22: Price discrimination and cross-subsidy in financial services

    Occasional papers Published: 21/09/2016 Last modified: 06/03/2017
    The FCA endeavours to ensure that research outputs are correct, through checks including independent referee reports, but the nature of such research and choice of research methods is a matter for

  3. FCA fines and prohibits hedge fund Chief Investment Officer for market abuse

    Press Releases Published: 15/12/2020 Last modified: 15/12/2020
    The FCA has fined Corrado Abbattista, formerly a portfolio manager, partner and Chief Investment Officer at Fenician Capital Management LLP, £100,000 for market abuse and prohibited him from performing any functions in relation to regulated

  4. Authorised fund managers’ assessments of fund value 2023

    Multi-firm reviews Published: 10/08/2023 Last modified: 10/08/2023
    Feedback following the second MFR of Authorised Fund Managers compliance with our Assessment of Value rules.

  5. FCA warns businesses to stop misleading credit adverts to protect consumers

    Press Releases Published: 06/05/2022 Last modified: 06/05/2022
    The FCA is warning lenders and brokers to stop using misleading terms in their advertising or face regulatory action.

  6. FCA launches call for input on the use of technology to achieve smarter regulatory reporting

    Press Releases Published: 20/02/2018 Last modified: 12/01/2023
    FCA seeks views on how technology can make it easier for firms to meet their regulatory reporting requirements and improve the quality of the information they provide.

  7. Occasional Paper No. 52: Bond liquidity and dealer inventories

    Occasional papers Published: 11/02/2020 Last modified: 11/02/2020
    Liquidity in global bond markets is a key concern following the financial crisis. Can utilising data across jurisdictions shed some light?

  8. CP20/15: Liquidity mismatch in authorised open-ended property funds

    Consultation papers Published: 03/08/2020 Last modified: 06/11/2020
    We are consulting on measures to address the potential harm caused by a mismatch in liquidity in certain UK authorised funds that invest directly in property, for example offices, shops and warehouses.

  9. FCA consults on new rules to improve open-ended property fund structures

    Press Releases Published: 03/08/2020 Last modified: 17/11/2023
    The FCA is consulting on proposals to reduce the potential for harm to investors from the liquidity mismatch in open-ended property funds. The new rules as proposed would require investors to give notice – potentially of up to 180 days - before

  10. Primary Market Bulletin Issue No. 28 coronavirus (Covid-19) update

    Newsletters Published: 27/05/2020 Last modified: 23/03/2022
    In this special edition, we publish a statement on temporary relief for the timing of the publication of half yearly financial reports.