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Martin Brokers (UK) Limited fined £630,000 for significant failings in relation to LIBOR
communicating skewed suggestions to some Panel Banks as to where they believed the published JPY LIBOR rate would set for a particular day (known as "run-throughs");. ... through the use of fake trades known as “wash trades”. -
UBS fined £160 million for significant failings in relation to LIBOR and EURIBOR
The Financial Services Authority (FSA) has fined UBS AG (UBS) £160 million for misconduct relating to the London Interbank Offered Rate (LIBOR) and the Euro Interbank Offered Rate (EURIBOR). This is the largest fine ever imposed by the FSA. -
Co-operation Agreement between the Financial Conduct Authority and the Hong Kong Monetary Authority
The UK’s Financial Conduct Authority (FCA) and the Hong Kong Monetary Authority (HKMA) have entered into a Co-operation Agreement (Agreement) to foster collaboration between the two regulatory authorities in promoting financial innovation. -
FCA updates on its work on financial advice given to members of the British Steel Pension Scheme (BSPS)
The FCA is aware of concerns about the financial advice received by members of the British Steel Pension Scheme (BSPS). The BSPS is being restructured and this has prompted many members to consider if they should transfer out of a Defined Benefit (DB -
Financial Services & Markets Act 2023 gives FCA new powers to protect access to cash
FCA’s new powers are an important step towards maintaining reasonable provision of cash deposit and withdrawal services. -
FCA to introduce new Consumer Duty to drive a fundamental shift in industry mindset
Our plans will ensure a higher and more consistent standard of consumer protection for users of financial services and help to stop harm before it happens. -
GC14/2 Consultation on Version 3.1 of the Transaction Reporting User Pack (TRUP)
implemented through SUP17 of the FCA Handbook. -
CP15/17: Capital resources requirements for Personal Investment Firms (PIFs)
providers of investment and protection products and services distributed through PIFs. -
Securitisation Regulation: PRA and FCA joint statement on reporting of private securitisations
This statement sets out how the Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA) propose to direct the manner in which firms must make information regarding ‘private’ securitisations available to their UK competent -
PS15/26: Implementation of the Transparency Directive Amending Directive (2013/50/EU) and other Disclosure Rule and Transparency Rule changes
TDAD) through changes to the Financial Services and Markets Act 2000 (FSMA) and the FCA’s Disclosure Rules and Transparency Rules (DTRs). ... To meet the deadline set out in the Directive, the TDAD will be implemented in the UK on 26 November 2015