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Showing 1731 to 1740 of 1891 search results for through Scamsmart.

  1. CP23/20: Diversity and inclusion in the financial sector – working together to drive change

    Consultations Consultation papers Published: 25/09/2023 Last modified: 19/12/2023
    Alongside the Prudential Regulation Authority (PRA), we are consulting on proposals to introduce a new regulatory framework on Diversity and Inclusion (D&I) in the financial sector.

  2. PS21/14: A new authorised fund regime for investing in long term assets

    Policy statements Published: 25/10/2021 Last modified: 25/10/2021
    We set out our rules that enable open-ended funds to invest more efficiently in long-term illiquid assets.

  3. Manraj Virdee pleads guilty to illegally operating an investment scheme and fraud

    Press Releases Published: 07/12/2018 Last modified: 07/12/2018
    The FCA alleges that, between October 2015 and November 2017, Mr Virdee, through a company called Dynamic UK Trades Ltd, promoted a deposit taking scheme, marketed as an ‘investment package’ without

  4. Joint Regulatory Oversight Committee sets out recommendations for the next phase of open banking in the UK

    News stories Published: 17/04/2023 Last modified: 17/04/2023
    Report from the Joint Regulatory Oversight Committee (JROC) with recommendations for the next phase of open banking in the UK.

  5. Improper delegation of authorised activities - a notice for financial adviser firms and their advisers

    Multi-firm reviews Published: 30/11/2015 Last modified: 18/05/2017
    Firms that are approached to delegate their regulated activities, such as providing pension switching advice, to an unauthorised third party need to be aware of the serious implications that may arise as a result of entering into this type of

  6. Andrew Bailey keynote speech on MiFID II at the European Independent Research Providers Association

    Speeches Published: 25/02/2019 Last modified: 25/02/2019
    Speech by Andrew Bailey, Chief Executive of the FCA, on the Markets in Financial Instruments Directive (MiFID II) at the European Independent Research Providers Association.

  7. Impact Assessment: PS19/16: High Cost Credit Review: Overdrafts (Pricing and Repeat Use Interventions) [pdf]

    Impact assessments Published: 21/12/2020
    We are required by the Financial Services and Markets Act 2000 (FSMA) to report to Parliament at least annually on our overall performance, through our Annual Report. We published the 2019/20 Annual Report on 10 September 2020.

  8. Understanding approaches to D&I in financial services

    Multi-firm reviews Published: 12/12/2022 Last modified: 13/12/2022
    The FCA observed how financial services firms are designing and embedding diversity and inclusion strategies. The observations give an overview of initiatives to improve diversity and inclusion, which industry leaders can consider in reviewing their

  9. FS20/12: Intergenerational differences: summary of responses and next steps

    Feedback statements Published: 02/05/2019 Last modified: 09/05/2024
    This feedback statement sets out our approach following the discussion paper on intergenerational differences we published last year.

  10. FCA publishes occasional papers on behavioural economics exploring how people make financial decisions

    Press Releases Published: 10/04/2013 Last modified: 10/04/2013
    The Financial Conduct Authority (FCA) has published two occasional papers on behavioural economics to explore how people make financial decisions.