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Showing 1741 to 1750 of 1891 search results for through Scamsmart.

  1. Firm fined £1.8million for "unacceptable" approach to bribery & corruption risks from overseas payments

    Press Releases Published: 19/12/2013 Last modified: 30/08/2015
    JLTSL also did not adequately assess the potential risk of new insurance business secured through its existing overseas introducers.

  2. FCA launches consultation on changes to its FSCS rules and invites discussion on future funding of the scheme

    Press Releases Published: 14/12/2016 Last modified: 14/12/2016
    The Financial Conduct Authority (FCA) has today announced that it is inviting views on the future funding of the Financial Services Compensation Scheme (FSCS) and has also launched a consultation on a number of specific changes to its scheme rules.

  3. PS23/15: Remuneration: Ratio between fixed and variable components of total remuneration

    Policy statements Published: 19/12/2022 Last modified: 24/10/2023
    We set out joint rule changes with the Prudential Regulation Authority (PRA) to remove the existing limits on the ratio between fixed and variable components of total remuneration (‘the bonus cap’).

  4. FCA decides on £5.95m fine and industry ban for Nailesh Teraiya in latest cum-ex case

    Press Releases Published: 18/03/2024 Last modified: 18/03/2024
    Mr Teraiya has referred his Decision Notice to the Upper Tribunal. Any findings in the Decision Notice are therefore provisional and reflect the FCA’s belief as to what occurred and how it considers his behaviour should be characterised.

  5. Festive shoppers at rising risk of loan fee scams as fraudsters pile on the pressure at Christmas

    Press Releases Published: 14/12/2022 Last modified: 14/12/2022
    With Christmas fast approaching, the FCA launches its latest ScamSmart campaign aimed at giving consumers the knowledge and tools to avoid loan fee fraud.

  6. PS14/12: A new capital framework for Self-Invested Personal Pension (SIPP) operators

    Policy statements Published: 04/08/2014 Last modified: 07/02/2022
    We have outlined our final capital rules for Self-Invested Personal Pension (SIPP) operators, which will come into force on 1 September 2016.

  7. The FCA fines, publicly censures and orders Jersey resident to pay restitution for insider dealing and improper disclosure

    Press Releases Published: 15/07/2016 Last modified: 15/07/2016
    Attached to the CEO’s email to Mr Breeze was a presentation setting out the company’s plans for the funds raised through the placing which included a clear statement that

  8. Banking leaders share their insights on adopting the Senior Managers and Certification Regime

    Press Releases Published: 07/02/2019 Last modified: 11/04/2024
    Watch senior leaders from four financial services firms talk about their experiences of adopting the Senior Managers and Certification Regime.

  9. Co-Chairs of the Joint Regulatory Oversight Committee welcome the Strategic Working Group report

    News stories Published: 15/02/2023 Last modified: 15/02/2023
    The FCA, as co-chair of the Joint Regulatory Oversight Committee (the committee), a cross-authority taskforce responsible for, among other things, thinking about the future vision and governance of open banking, welcomes the Strategic Working Group

  10. Watch out for signs of loan fee fraud as summer spending fuels financial pressure

    Press Releases Published: 09/08/2023 Last modified: 09/08/2023
    With summer in full swing, the FCA launches its latest campaign to help consumers spot and avoid loan fee fraud.