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Effective global regulation in capital markets
Speech by Megan Butler, Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered to ICI Global Conference, London -
Balance of interests
Speech by Martin Wheatley, Chief Executive, the FCA, at the International Derivatives Expo, London. This is the text of the speech as drafted, which may differ from the delivered version. -
TechSprints
Find out more about what TechSprints are and details of our upcoming TechSprint events. -
CP15/20: Investing in authorised funds through nominees [pdf]
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Consumer Duty – information for firms
To help firms implement the Duty, we explain more on the areas of the Duty that we have been receiving firm queries on which are relevant for the wider market. -
Innovation & Regulation: Partners in the success of Financial Services
Speech by Jessica Rusu, FCA Chief Data, Information and Intelligence Officer, at Money 2020 Amsterdam -
Market Watch 77
Newsletter on market conduct and transaction reporting issues, February 2024. -
Variation of permission
If your firm wants to change or add to its regulated activities, find out how you can apply to us for a variation of permission (VoP). -
GC22/2: Branch and ATM closures and conversions: Updated guidance for firms [pdf]
The focus of this guidance consultation is on changes in provision of in-person services. We want firms to support customers effectively through any transitions triggered by changes to access -
Helping people access cash
The FCA is committed to ensuring consumers and businesses can access the cash they need. We’re using our powers to act where we find or anticipate significant issues.