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Showing 241 to 250 of 1890 search results for through Scamsmart.

  1. Culture and governance

    Firms Tasks for firms Published: 12/05/2015 Last modified: 04/07/2024
    Read about the FCA's work on culture and governance, including details of how to get involved.

  2. Strong Customer Authentication

    Tasks for regulated firms Published: 01/09/2019 Last modified: 15/02/2023
    The FCA's expectations for your firm when implementing Strong Customer Authentication (SCA), including in e-commerce and online banking.

  3. DP14/1 Recovering the costs of administering the regulatory gateway through application fees

    Discussion papers Published: 22/06/2014 Last modified: 07/02/2022
    This discussion paper (DP) invites views on how we should recover from firms the costs of administering the regulatory gateway.

  4. Transforming data collection

    Published: 26/01/2022 Last modified: 28/03/2024
    We are working with the Bank of England and industry to transform how we collect data from the UK financial sector.

  5. FCA publishes equity transparency results

    Statements Published: 09/03/2021 Last modified: 09/03/2021
    The FCA has published the annual equity transparency calculations.

  6. Diversification

    InvestSmart Last modified: 07/09/2023
    This is diversification - A type of investment strategy that reduces risk by spreading an investment portfolio across different financial products.

  7. FS20/2: Patient Capital and Authorised Funds [pdf]

    Feedback statements Published: 28/02/2020
    This Feedback Statement summarises responses from DP18/10 on whether there are unnecessary barriers to investing in patient capital through authorised funds

  8. Tackling the hard questions

    Speeches Published: 28/04/2016 Last modified: 02/07/2024
    Speech by Mark Steward, director of enforcement and market oversight, at the Thomson Reuters Annual Compliance and Risk Summit 2016.

  9. Client Money and Assets

    Tasks for regulated firms Published: 11/05/2015 Last modified: 10/02/2023
    CASS compliance is needed if you control client money. Learn more about CASS rules, when and how to classify your CASS firm and what to submit for your monthly CMAR report.

  10. Side pockets

    Consumers Your rights Published: 08/09/2022 Last modified: 20/03/2023
    Side pockets could affect anyone who invests in funds that are exposed to Russian assets. Find out more about how side pockets work and what investors can expect.