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Showing 271 to 280 of 1890 search results for through Scamsmart.

  1. Fostering innovation through collaboration: the evolution of the FCA TechSprint Approach [pdf]

    Research insights Published: 03/03/2020
    In this report, we explain our TechSprint model, and how it has evolved over time

  2. FSA - GC11/15 [pdf]

    Guidance consultations Published: 22/03/2011 Last modified: 11/07/2016
    We publish industry updates on issues or trends that we identify through our routine monitoring of financial promotions compliance. The aim of these publications is to capture emerging concerns and to clarify our expectations of firms.

  3. FSA - GC11/21 [pdf]

    Guidance consultations Published: 08/09/2011 Last modified: 11/07/2016
    Proposed guidance on transaction reporting for transactions on Turquoise Derivatives and derivative transactions conducted through clearing platforms of derivative markets where the reference data for these transactions is not made available to the

  4. The regulatory challenge

    Speeches Published: 23/02/2015 Last modified: 24/02/2015
    We can also encourage good practice through our unique perspective across the market which gives us the ability to see what good looks like as well, of course, as what bad ... It is important to work through the challenges together – ask us for advice,

  5. DP14/1: Recovering the costs of administering the regulatory gateway through application fees [pdf]

    Discussion papers Published: 23/06/2014 Last modified: 23/06/2014

  6. FSA - GC11/2 [pdf]

    Guidance consultations Published: 11/02/2011 Last modified: 11/07/2016
    As a firm, you are required to explain products and services clearly and give consumers fair and clear information, which is not misleading. This article runs through what we, the FSA, expect of you when it comes to promoting financial products and

  7. FCA issues warning over ‘clone firm’ investment scams

    Press Releases Published: 27/01/2021 Last modified: 27/01/2021
    With over £78 million stolen in clone firm investment scams and the number of reports for this scam type on the rise, we warn the public

  8. Apply to become a debt firm

    Firm authorisation Published: 27/04/2020 Last modified: 19/12/2023
    Find out how to apply to the FCA for authorisation if you’re a debt advice, debt collection or debt purchaser firm, or if you conduct debt administration.

  9. FSA - FG10/1 [pdf]

    Finalised guidance Published: 19/11/2010 Last modified: 20/10/2014
    The policy for our new liquidity regime was set out in PS09/16.1 It came into force on 1 December 2009 and was ‘switched on’ through a phased basis by class of firm. The systems and controls requirements began from 1 December 20092; and the new

  10. Professional standards: advisers

    Tasks for firms Published: 21/12/2015 Last modified: 13/05/2024
    FCA provides professional standards that all advisers should meet