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Showing 281 to 290 of 1890 search results for through Scamsmart.

  1. Immigration Act 2014

    Tasks for firms Published: 10/11/2015 Last modified: 29/02/2024
    The FCA explains how the Immigration Act 2014 prohibits banks and building societies from opening current accounts for people who are known not to have leave to remain in or to enter the UK.
  2. Resources for your society

    Mutual societies Published: 24/02/2023 Last modified: 02/04/2024
    Forms and useful information for those managing a mutual society.
  3. Commercial agent exclusion (CAE)

    Published: 22/09/2017 Last modified: 17/02/2023
    Find out about exclusions from the scope of the Payment Services Regulations 2017.
  4. Market Watch 74

    Newsletters Published: 25/07/2023 Last modified: 25/07/2023
    n this Market Watch, we describe some of our recent supervisory observations, covering RTS 22 transaction reporting and the submission of financial instrument reference data under RTS 23.
  5. Conduct Risk Briefing

    Speeches Published: 28/11/2014 Last modified: 28/11/2014
    Speech by Robert Taylor, Head of Wealth Management & Private Banking, at the FCA. This is the text of the speech as drafted, which may differ from the delivered version.
  6. Small payment institution (small PI)

    Last modified: 14/09/2018
    The Treasury has implemented these through the PSRs 2017 and the FCA has published its Policy Statement and Approach Document.
  7. Personal data and Financial Lives survey

    Last modified: 01/02/2024
    This privacy notice explains what personal data the FCA collects during the Financial Lives survey and how and why it uses the information as part of its regulatory work.
  8. FSA - CP12/13 [pdf]

    Consultation papers Published: 11/07/2012 Last modified: 30/05/2013
    Consultation FSA - CP12/13 - We have published two of our series of consultations on rules to transpose the Solvency II Directive into the UK Handbook. This consultation programme is running alongside the Treasury’s transposition of Solvency II,
  9. Coronavirus (Covid-19): Information for firms

    Firms Focus areas Published: 17/03/2020 Last modified: 29/07/2022
    Our expectations for firms during the coronavirus pandemic, and the measures we’ve put in place to make sure customers are protected.
  10. Market Watch 67

    Newsletters Published: 28/05/2021 Last modified: 28/05/2021
    Newsletter on market conduct and transaction reporting issues.