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Showing 291 to 300 of 1890 search results for through Scamsmart.

291. Clearing obligation

     Markets Markets policy Published: 24/05/2016 Last modified: 24/06/2024
     Find out more about the clearing obligation under Article 4 of UK European Market Infrastructure Regulation and the updates to the clearing obligation regime under UK EMIR REFIT.

292. Culture and governance

     Speeches Published: 11/11/2015 Last modified: 24/11/2015
     Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the MetricStream Governance, Risk and Compliance Summit in London. This is the text of the speech as drafted, which may differ from the delivered version.

293. Accessibility service

     Last modified: 18/12/2020
     The FCA wants to make it easy for you to communicate with them effectively. It offers a range of accessibility services.

294. Our innovation services

     Firms Published: 27/03/2022 Last modified: 01/08/2023
     The FCA promotes innovation by offering a range of market facing tools and services for innovative firms. Find out more about the support on offer.

295. Principals and appointed representatives

     Tasks for firms Firms Published: 09/05/2015 Last modified: 24/04/2024
     If you’re a principal firm for an appointed representative (AR), find out what your responsibilities are and when to notify the FCA.

296. Looking ahead to 2014

     Speeches Published: 09/12/2013 Last modified: 09/12/2013
     Speech by Martin Wheatley, Chief Executive of the FCA, at the ICI Global Trading and Market Structure Conference. This is the text of the speech as drafted, which may differ from the delivered version.

297. Annual fees: Online Invoices with FCA Chrysalis

     Tasks for firms Published: 07/05/2015 Last modified: 28/07/2023
     Firms use the FCA online invoicing portal to access their invoices, pay their fees and more. The portal is the most efficient and environmentally friendly way for them to communicate with firms. Find out how to register and login below.

298. Fake FCA communications

     Consumers Scams Published: 18/02/2021 Last modified: 21/03/2024
     Fraudsters sometimes pretend to work for the FCA, so if you’re unsure it’s important to check. Find out how to spot fake FCA emails, phone calls, and websites.

299. AML TechSprint problem statements

     Firms Published: 02/07/2018 Last modified: 23/02/2023
     Participants at the International Anti-Money Laundering (AML) and Financial Crime TechSprint selected a problem statement to solve.

300. Should you invest?

     InvestSmart Last modified: 07/09/2023
     Get your immediate finances in order before you invest. Pay off any short-term debt, have an emergency cash fund and consider investing more in your pension.