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Showing 301 to 310 of 1890 search results for through Scamsmart.

  1. The drive for data in Non-Bank Financial Intermediation (NBFI)

    Speeches Published: 16/05/2023 Last modified: 16/05/2023
    Speech by Ashley Alder, FCA Chair, delivered at the Managed Funds Associations’ Global Summit

  2. Personal accountability

    Speeches Published: 02/12/2015 Last modified: 19/04/2016
    Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at the City & Financial conference on Personal Accountability in the Financial Services Industry, 2 December 2015, London. This is the text of the speech as drafted, which may differ

  3. Mark Steward to step down from the FCA

    Press Releases Published: 18/10/2022 Last modified: 18/10/2022
    Mark Steward has announced he will be stepping down as the FCA’s executive director of Enforcement and Market Oversight after seven years with the regulator.

  4. Vary or cancel a waiver

    Tasks for regulated firms Published: 08/05/2015 Last modified: 08/12/2022
    Follow these steps to vary or cancel a waiver that your firm has applied for.

  5. Our gender and ethnicity pay gaps 2019

    Data Published: 19/11/2018 Last modified: 10/06/2022
    We report on our gender and ethnicity pay gaps.

  6. Proxy advisors

    Markets Published: 18/12/2019 Last modified: 17/04/2024
    Proxy advisors offer research, advice or recommendation services. Read more about the Proxy Advisors Regulations, joining our public list and reporting breaches.

  7. Advantages of mainstream investments

    InvestSmart Last modified: 17/05/2022
    There are many kinds of mainstream investments, appealing to a broad range of consumers and offering a convenient way to target attractive long-term returns.

  8. Changes in mortgage regulation

    Speeches Published: 11/11/2015 Last modified: 11/11/2015
    Speech by Jonathan Davidson, Director of Supervision – Retail and Authorisations, delivered at the Council of Mortgage Lenders conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  9. Wholesale markets firm applicants

    Firm authorisation Published: 04/07/2023 Last modified: 02/07/2024
    If you're a wholesale investment firm, you have to be authorised by us. Learn how to prepare your application and what you need to read first.

  10. Subscribe to updates on our campaign to prevent investment harm

    Last modified: 06/02/2024
    Much of the consumer investments market meets consumers’ needs. However, we are worried some investors are being tempted - often through online adverts or high-pressure sales tactics - into buying higher-risk