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Showing 351 to 360 of 1905 search results for through Scamsmart.

  1. Regulation as a spur to growth

    Speeches Published: 05/06/2013 Last modified: 01/07/2013
    Speech by Martin Wheatley, Chief Executive, the FCA, to the Investment Management Association (IMA) at Mansion House, London. This is the text of the speech as drafted, which may differ from the delivered version.

  2. Apply to become a consumer credit broker

    Firm authorisation Published: 15/11/2023 Last modified: 15/11/2023
    Find out how to apply to the FCA for authorisation if you want to engage in regulated activities as a consumer credit broker.

  3. UK SFTR reporting obligation

    Markets Published: 11/03/2020 Last modified: 22/08/2024
    We explain the UK Securities Financing Transactions Regulation (SFTR) reporting requirements and what they mean for your firm.

  4. AI: Moving from fear to trust

    Speeches Published: 09/11/2022 Last modified: 20/03/2024
    Speech by Jessica Rusu, FCA Chief Data, Information and Intelligence Officer, at the City and Financial Global summit: Regulation and risk management of Artificial Intelligence in financial services.

  5. ICE Futures feed reliance

    Last modified: 15/03/2024
    Firms directly executing on ICE Futures Europe have the option to rely on this feed or to report the transactions independently through their Approved Reporting Mechanism (ARM). ... Firms executing through an intermediary or transacting with, or on

  6. Our pay gap data 2021

    Data Published: 15/07/2021 Last modified: 13/07/2022
    Our pay gap data for 2021, including gender, disability and ethnicity.

  7. FCA Statement on the MoU with the Bank of England

    Statements Published: 18/07/2019 Last modified: 18/07/2019
    We have published an updated Memorandum of Understanding (MoU) between the FCA and the Bank of England (when exercising its prudential regulation functions through the Prudential Regulation Authority).

  8. Avoid coronavirus scams

    News stories Published: 26/03/2020 Last modified: 22/12/2020
    Find out about potential coronavirus (Covid-19) scams, how they could affect you, and how to protect yourself.

  9. Client assets and coronavirus (Covid-19)

    Firms Tasks for regulated firms Published: 06/04/2020 Last modified: 13/02/2023
    Summary of queries we have received and our position on client assets (CASS) compliance related to the current disruption caused by coronavirus (Covid-19).

  10. Business Plan 2021/22

    Business plans Published: 15/07/2021 Last modified: 19/08/2021
    Our Business Plan 2021/22 explains how we see our future role and priorities, how we intend to deliver them and how we will measure our performance.