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Showing 391 to 400 of 1890 search results for through Scamsmart.

  1. Improving the Appointed Representatives regime through greater use of data

    Data Published: 28/09/2023 Last modified: 03/10/2023
    This publication includes data from the FCA's 2021 and 2022 data requests sent to principal firms and authorisation information collected from firms. It also outlines how the FCA is improving the Appointed Representatives’ Regime (AR) regime and

  2. Outsourcing and operational resilience

    Firms Focus areas Published: 09/01/2020 Last modified: 02/05/2024
    The FCA explains the implications for operational resilience for regulated firms using outsourcing and other third party service providers, and what it expects from them.

  3. Competition policy in regulated markets

    Speeches Published: 30/06/2014 Last modified: 11/07/2014
    For example, through our work on cash savings we are looking at teaser rates and other pricing practices that at first glance might indicate robust competition. ... We’re in the process of working through how the CA98 regime will mesh with FSMA, for

  4. UK FinTech: Regulating for innovation

    Speeches Published: 23/02/2016 Last modified: 23/02/2016
    Speech by Christopher Woolard, FCA Director of Strategy and Competition, delivered at the FCA’s event on UK FinTech: Regulating for innovation on 22 February 2016. This is the text of the speech as drafted, which may differ from the delivered

  5. Claims management companies: our regulation

    Claims management companies Published: 17/12/2018 Last modified: 06/02/2023
    The FCA is the claims management companies (CMCs) regulator. Learn about regulation and whether your firm needs to be FCA-authorised.

  6. The FCA and innovation

    Speeches Published: 22/05/2015 Last modified: 20/03/2024
    Speech by Christopher Woolard, director of strategy and competition, FCA.

  7. Confidence to crisis and back

    Speeches Published: 17/06/2015 Last modified: 17/06/2015
    Speech by Martin Wheatley, CEO of the Financial Conduct Authority, delivered at the IOSCO conference in London. This is the text of the speech as drafted, which may differ from the delivered version.

  8. Early and High Growth Oversight

    Firms Published: 25/04/2022 Last modified: 12/07/2024
    Following a successful pilot, find out how we’re expanding Early and High Growth Oversight to support more newly authorised firms.

  9. Rolling regulation forwards

    Speeches Published: 16/11/2022 Last modified: 16/11/2022
    Speech by Nikhil Rathi, FCA Chief Executive delivered at the UK Finance annual dinner.

  10. Overseas property and crop schemes

    Scams Published: 04/04/2016 Last modified: 05/05/2016
    Find out why to be wary before investing in tree and crop plots abroad, and how to spot whether it is a scam.