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Showing 511 to 520 of 1890 search results for through Scamsmart.
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Wholesale brokers
Find out what permissions you'll need to apply to the FCA for authorisation, how much you'll need to pay and what the FCA expects to see in your application. -
Sustainable investment labels and anti-greenwashing
New FCA measures will give you better information on investments, to help you find funds that meet your sustainability objectives. -
Defined benefit pension transfers
Read about the FCA's work in defined benefit (DB) transfers to date and the continued supervision in this area. -
Appointing intermediaries if you’re a funeral plan provider
Find out how to appoint intermediaries to distribute and sell your plans. -
Update on the LF Woodford Equity Income Fund
On 15 October 2019, Link Fund Solutions Ltd (LFS), the Authorised Corporate Director (ACD) of the LF Woodford Equity Income Fund (WEIF) announced that it will not seek to re-open the WEIF and instead, it will look to wind-up the fund as soon as -
Service standards 2020/21
The FCA measures its performance using service standards. These are the levels of performance that it aims to meet when carrying out its regulatory functions. This service standards analysis is for 2020/21. -
Learning the lessons of the past as an industry
These changes will take some time to filter through and there will no doubt be uncomfortable moments until we get there, when further examples of poor behaviour are uncovered. ... And, through our focus on personal accountability, we’ll reinforce the -
Whistleblowing quarterly data 2022 Q1
Our data shows the number of new whistleblowing reports the FCA received in January to March 2022 and the allegations they featured. -
Assessing Suitability Review
This report sets out the findings from our review into the market for pensions and investment advice. -
Facing the future – challenges and priorities for the FCA
Speech by our CEO, Nikhil Rathi, given at the Address to the City Regulators, Mansion House.