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Personal data and market oversight
How and why the FCA uses personal data to carry out its market oversight functions. -
FSA requires action of the HSBC Group
The Financial Services Authority (FSA), as lead regulator for the HSBC Group globally, is taking action in relation to issues in respect of HSBC’s compliance with anti-money laundering rules and US sanctions requirements. -
Cost of living consumer credit data collection
More information on the collection of data from consumer credit firms so we can monitor and assess the impact of the rising cost of living on consumers -
Open regulators and open markets
Speech by Ashley Alder, Chair, delivered at the UK Mission to the European Union. -
Investor protection under MiFID II
Speech by David Geale, Director of Policy, FCA, delivered at the FCA MiFID II Conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Client agreements for transferring investment business
Firms carrying on designated investment businesses that acquire new clients through a transfer of business or takeover need proof of customer consent -
Lendy Ltd enters administration
On 24 May 2019, following action taken by the FCA, Lendy Ltd, a regulated Peer-to Peer (P2P) firm, appointed Damian Webb, Phillip Rodney Sykes and Mark John Wilson of RSM Restructuring Advisory LLP as administrators. The same administrators have -
The future of financial conduct regulation
Speech by Andrew Bailey, Chief Executive of the FCA, on the the future of financial conduct regulation, delivered at Bloomberg, London -
Journey towards a conduct regulator
Speech by Clive Adamson, Director of Supervision, the FSA at the Westminster Forum, London -
Protecting access to cash and banking services
Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at Which? Cash Summit 2.0