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Showing 651 to 660 of 1890 search results for through Scamsmart.

  1. Operational resilience: insights and observations for firms

    Tasks for firms Published: 28/05/2024 Last modified: 28/05/2024
    Make sure your firm is ready to comply with the FCA's operational resilience rules by 31 March 2025. Use our observations to help review your firm’s approach.

  2. Psychological safety

    Firms Tasks for regulated firms Published: 18/02/2019 Last modified: 09/02/2023
    Read about work on psychological safety, part of the FCA culture and governance priority. Watch videos featuring experts discussing creating a speak up, listen up culture in financial services.

  3. Information on Whistleblowing - November 2022

    Firms Firm and market data Published: 28/11/2022 Last modified: 09/01/2024
    FCA provides information on Whistleblowing.

  4. Pawnbroking sector review

    Multi-firm reviews Published: 10/07/2018 Last modified: 10/07/2018
    As part of our Mission, we recently published details of Our Approach to Supervision. In this, we outlined how we supervise firms as part of a portfolio of firms that share a common business model. Pawnbroking forms part of the high-cost credit

  5. Investex Capital Ltd (registered in Vanuatu)

    Warnings Published: 19/12/2018 Last modified: 19/12/2018
    Investex Capital Ltd (registered in Vanuatu) is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  6. Multilateral trading facilities and organised trading facilities

    Firm authorisation Published: 05/07/2023 Last modified: 18/10/2023
    Find out what permissions you'll need to apply to the FCA for authorisation, how much you'll need to pay and what the FCA expects to see in your application.

  7. Ageing population and financial services

    Speeches Published: 16/10/2017 Last modified: 16/10/2017
    Speech by Linda Woodall, Director of Life Insurance and Financial Advice, delivered at the Ageing Population Occasional Paper launch event. 

  8. Regulatory priorities for retail banking

    Speeches Published: 23/11/2017 Last modified: 23/11/2017
    Speech delivered by Karina McTeague, Director of Retail Banking Supervision at the FCA, at the Westminster Business Forum on retail banking and payments.

  9. Transforming how we support consumers online

    Blogs Published: 22/03/2023 Last modified: 22/03/2023
    Not everyone wants to engage with a regulator, but we hope our new consumer section will help people feel comfortable and confident coming to us.

  10. How to change in response to changing threats

    Speeches Published: 17/05/2023 Last modified: 05/06/2023
    Speech by Sarah Pritchard, Executive Director of Markets, and Executive Director of International, at XLOD Global New York – The Future of Non-Financial Risk & Control across the 3 Lines of Defence.