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Outlining the FCA’s approach to authorisation
Speech by Sarah Rapson, Director, Authorisations at the Association of Professional Compliance Consultants (APCC) Annual Conference. -
The House Crowd Limited enters administration
On 24 February 2021, the Directors of The House Crowd Limited, a regulated Peer-to Peer (P2P) firm, placed the Company into administration and appointed Frank Ofonagoro, Jeremy Woodside and Frank Wessely of Quantuma Advisory Limited as Joint -
Report fee tariff data: European Economic Area (EEA) firms
Find out what fees an EEA firm has to pay if it wants to set up a branch or offer cross-border services in the UK (passporting). -
Other interventions
What the FCA is doing to assess creditworthiness, address harm in motor finance, study the credit information market, review the Consumer Credit Act and consider alternatives to high-cost credit. -
FCA Authorisations operating service metrics 2022/23 Q4
The FCA reports on its authorisations metrics quarterly, to provide greater transparency of its performance. This data is for January to March 2023. -
Shaping the rules for a data-driven future
Speech by our Chief Executive, Nikhil Rathi at the Dutch Authority for the Financial Markets (AFM) 20th anniversary seminar. -
Annual Report 2013/14
Our Annual Report 2013/14 covers our first year in operation. It sets out how we delivered against our statutory objectives and highlights our key achievements as an organisation. -
Capital market regulation and coronavirus
Speech by Mark Steward, Executive Director of Enforcement and Market Oversight, delivered at the ShareSoc Webinar: building market and investor confidence. -
Update for investors in the Woodford Equity Income Fund
It is vital that as people vote they receive accurate information. -
Asset management market study
We have published the final findings of our asset management market study. As part of this, we set out a package of remedies to address the concerns identified.