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The institutionalisation of customer service
Speech by Martin Wheatley - Managing Director, Conduct Business Unit at the Chartered Institute for Securities & Investment -
Practical implications of US law on EU practice
Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the Practising Law Institute’s annual seminar on securities regulation in Europe. -
Regulatory Sandbox eligibility criteria
Review our 5 eligibility criteria before applying to the Regulatory Sandbox. -
Notice to all FCA regulated firms with exposure to cryptoassets
We are reminding all regulated firms of their existing obligations when they are interacting with or exposed to cryptoassets and related services. -
FCA launches call for input on crowdfunding rules
We introduced rules in 2014 to ensure consumers were protected without preventing the market from enhancing competition through expansion and innovation. -
FCA issues final messages on LIBOR before end-2021
Final LIBOR publications before end-2021 deadline and remaining actions firms need to take. -
Vote Reporting Group
Find out how the group aims to improve shareholder vote reporting by UK asset managers. -
Call for Input on access to insurance
We are publishing our response to the Call for Input on Access to Insurance. In this Call for Input we invited views on the ability of consumers who have, or have had cancer, to access travel insurance. -
Financial promotions quarterly data 2022 Q4
We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 October 2022 to 31 December 2022. -
Research Note: Fixed Income ETFs: secondary market participation and resilience during times of stress
In this publication, we aim to analyse the exchange-traded fund (ETF) secondary market from the perspective of financial stability.