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Showing 801 to 810 of 1890 search results for through Scamsmart.

  1. Account information service (AIS) and payment initiation service (PIS)

    Last modified: 22/09/2017
    Importantly, it may take firms up to three months from the date they submit their initial notification, before they can start passporting (including through an agent) (Chapter 6 in our Approach ... start passporting (including through an agent).

  2. Building trust in sustainable investments

    Speeches Published: 23/11/2020 Last modified: 23/11/2020
    Speech by Richard Monks on building trust in sustainable investments.

  3. Financial promotions quarterly data 2022 Q3

    Data Published: 04/11/2022 Last modified: 03/02/2023
    We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 July 2022 to 30 September 2022.

  4. Global AML and Financial Crime TechSprint

    Events Published: 10/02/2023 Last modified: 10/02/2023
    The fifth and largest FCA TechSprint, the event focused on how new technology can be used to more effectively combat money laundering and financial crime.

  5. The Financial Services Regulatory Partners Phoenixing Group

    News stories Published: 20/12/2019 Last modified: 20/12/2019
    The Financial Services Regulatory Partners Phoenixing Group have met to discuss the progress which they have seen in tackling phoenixing in financial services since the group was launched in April this year.

  6. Speech: Culture in UK banking – regulatory priorities

    Insight Published: 18/10/2016 Last modified: 17/02/2017
    They find that finance greatly affects the economy as a whole through the choices it makes in allocating capital. ... Perform: How to Build the Highest Performing Cultures Through the Science of Total Motivation’ (or ‘ToMo’):.

  7. IRHP: background to the review

    Consumers Know your rights Published: 26/05/2016 Last modified: 14/12/2021
    Information on why the review was conducted. 

  8. TSB fined £48.65m for operational resilience failings

    Press Releases Published: 20/12/2022 Last modified: 20/12/2022
    The Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) have fined TSB Bank plc (“TSB”) a total of £48,650,000 for operational risk management and governance failures, including management of outsourcing risks,

  9. Building firm foundations for healthy cultures

    Speeches Published: 20/11/2023 Last modified: 20/11/2023
    Speech by Sheree Howard, Executive Director of Risk and Compliance Oversight at the XLOD Global London conference.

  10. FCA Enforcement and the Wholesale Markets

    Speeches Published: 26/11/2014 Last modified: 30/01/2015
    Speech by Tracey McDermott, Director of Enforcement and Financial Crime at the Financial Conduct Authority (FCA), delivered at the 13th Annual FX Week Europe, London. This is the text of the speech as drafted, which may differ from the delivered