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The FCA’s Business Plan and Priorities
Speech by Andrew Bailey, Chief Executive at the FCA, delivered at the BIBA 2018 Annual Conference & Exhibition, Manchester -
FCA fines LJ Financial Planning Ltd £107,200
Independent financial advice firm is fined for providing its customers with unsuitable pension switching and transfer advice and failing to manage its conflicts of interest. -
2019 Disclosure Log
The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2019. -
Outcomes-focussed regulation: a measure of success?
Speech by Charles Randell, Chair of the FCA and PSR, to the Building Societies Association -
What firms should focus on
The FCA's key messages for firms on unfair contract terms and examples of good and poor practice. -
FCA ramps up intervention on rogue financial promotions
The FCA intervened to amend or withdraw 4,151 financial promotions between July and September, the highest since it started publishing the data. -
Update on FCA activities on pensions and retirement income
Find out about the FCA's ongoing work, designed to identify emerging trends, and an update on the Retirement Outcomes review. -
FCA publishes evaluation of rent-to-own price cap
The FCA has published an evaluation of its price cap on rent-to-own (RTO) products, which came into force in April 2019. -
Power brokers: how to transform into the lynchpins of the ecosystem
Speech by Emily Shepperd, FCA Chief Operating Officer at the British Insurance Brokers' Association Conference. -
Recruit, change or terminate an appointed representative
If you're a principal firm, find out how to recruit, change or terminate appointed representatives (AR) and complete related Approved Persons applications.