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Showing 1371 to 1380 of 1503 search results for through our consumer research.
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Cryptoasset firms marketing to UK consumers must get ready for financial promotions regime
All cryptoasset firms marketing to UK consumers, including firms based overseas, will soon need to comply with the new UK financial promotions regime. -
FCA announces proposals to improve outcomes for non-workplace pension customers
We propose that firms offer a new 'default' investment option to help non-workplace pension customers save for their retirement -
CP15/17: Capital resources requirements for Personal Investment Firms (PIFs)
consumers and consumer organisations. professional and trade bodies representing PIFs and other types of financial advisers. ... To get an idea of what your capital resources requirement would be under these proposals, try our online calculator. -
The FCA’s approach to supervising wealth management and private banking firms
Speech by Clive Adamson, Director of Supervision, the FCA, at the APCIMS Compliance Conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
FCA to consult on new rules for current account providers to publish information on service and performance
The Financial Conduct Authority (FCA) has today launched proposals to help customers make effective comparisons of the service levels available for personal current accounts and business current accounts. -
FCA review shows too many advisory firms are not yet clear enough with their customers on their charges and services
The RDR, which came into force at the beginning of 2013, introduced new disclosure requirements to improve transparency for consumers. ... However, in the latest research, despite sufficient time and the straightforward nature of the requirements, issues -
FCA to investigate competition in investment and corporate banking services following review of wholesale markets
The UK is a global hub for investment banking, and this sector plays a crucial role in our economy, helping companies raise capital for investment, expansion and funding ongoing operations. ... This will form part of our wider work in the wholesale -
JPMorgan Chase Bank N.A. fined £137,610,000 for serious failings relating to its Chief Investment Office’s “London Whale” trades
When the scale of the problems at JPMorgan became apparent, it sent a shock-wave through the markets. ... Maintaining the integrity of markets is a key part of our wholesale conduct agenda. -
FCA and PRA jointly publish proposals to enhance enforcement decision-making processes
The FCA and the PRA have today published proposals aimed at strengthening the transparency and effectiveness of their enforcement decision-making processes. -
DP15/2: Transaction Costs Disclosure: Improving Transparency in Workplace Pensions
pension industry professionals and advisers. pension scheme members. consumer groups. member representative organisations. ... These will be used to shape our proposed rules, which we will consult on in Autumn 2015.