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Showing 1431 to 1440 of 1503 search results for through our consumer research.

  1. Credit card competition working fairly well but concern for customers in long-term debt

    Press Releases Published: 03/11/2015 Last modified: 26/10/2020
    The FCA has published its interim report into the credit card market, including its early thinking into potential remedies.
  2. FCA to ban the promotion of UCIS and certain close substitutes to ordinary retail investors

    Press Releases Published: 04/06/2013 Last modified: 03/11/2016
    The Financial Conduct Authority (FCA) has published final rules to ban the promotion of Unregulated Collective Investment Schemes (UCIS) and certain close substitutes (together to be known as Non-Mainstream Pooled Investments (NMPIs)) to the vast
  3. CP14/2: Proposed amendments to the Listing Rules in relation to sponsor competence and other amendments to the Listing Rules and Prospectus Rules

    Consultation papers Published: 30/01/2014 Last modified: 07/02/2022
    We are consulting on amending our rules on sponsor competence, and on some other changes to the Listing Rules and Prospectus Rules.
  4. Former Group Treasurer and Head of Tax at Morrisons plc sentenced to 12 months imprisonment for insider dealing

    Press Releases Published: 03/03/2015 Last modified: 05/04/2023
    Paul Coyle, the former Group Treasurer and Head of Tax at Wm Morrison Supermarkets plc, pleaded guilty to two counts of insider dealing and has been sentenced to 12 months imprisonment. He was also ordered to pay £15,000 towards prosecution costs
  5. FCA warns public of investment scams as over £197 million reported losses in 2018

    Press Releases Published: 06/02/2019 Last modified: 11/04/2024
    The FCA warns investors to be vigilant to the threat posed by investment scammers, as data from Action Fraud reveals over £197 million reported losses in 2018.
  6. PS20/01: Mortgage advice and selling standards: feedback to CP19/17 and final rules

    Policy statements Published: 07/05/2019 Last modified: 08/05/2024
    This policy statement includes findings from the Mortgages Market Study (MMS) which identified three potential harms relating to our mortgage advice and selling standards.
  7. PS20/8: Motor finance discretionary commission models and consumer credit commission disclosure

    Policy and guidance Policy statements Published: 15/10/2019 Last modified: 28/07/2020
    We’re banning commission models that give motor finance brokers/dealers an incentive to raise customers’ finance costs.
  8. Wholesale banks and asset management cyber multi-firm review findings

    Multi-firm reviews Published: 10/12/2018 Last modified: 10/12/2018
    In late 2017 and early 2018 we carried out a cyber multi-firm review with a sample of 20 firms in the asset management and wholesale banking sectors. The firms we selected varied in terms of their size, scale, operating models and geography. These
  9. CP16/5: Handbook changes to reflect the introduction of the Innovative Finance ISA and the regulated activity of advising on peer-to-peer agreements

    Consultation papers Published: 02/02/2016 Last modified: 04/04/2016
    This paper will be of interest to:. consumers and consumer organisations. ... Our existing rules protect consumers investing in this part of the crowdfunding market by focusing on the provision of information to consumers.
  10. FCA publishes Decision Notices against two individuals for acting without integrity in relation to pensions business

    Press Releases Published: 24/05/2024 Last modified: 24/05/2024
    The FCA has decided to ban Stephen Joseph Burdett and James Paul Goodchild from working in regulated financial services for recklessly exposing pension holders to unsuitable investments.