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Showing 781 to 790 of 1503 search results for through our consumer research.

  1. Closet trackers

    Tasks for regulated firms Published: 14/03/2018 Last modified: 16/02/2023
    Read more on how we review potential closet tracker funds and closet constrained funds as part of our ongoing supervision of UK authorised funds.

  2. Asset management: A regulatory perspective

    Speeches Published: 26/04/2018 Last modified: 26/04/2018
    Speech by Andrew Bailey, Chief Executive at the FCA, delivered at London Business School Annual Asset Management Conference.

  3. FCA stops BDSwiss offering contracts for differences (CFDs) to UK customers

    Press Releases Published: 05/08/2021 Last modified: 05/08/2021
    The FCA has acted to stop a Cypriot-based firm, BDSwiss Holding Plc, and other members of the BDSwiss Group from offering high risk contracts for differences (CFDs) to UK investors.

  4. Capital market regulation and coronavirus

    Speeches Published: 07/08/2020 Last modified: 07/08/2020
    Speech by Mark Steward, Executive Director of Enforcement and Market Oversight, delivered at the ShareSoc Webinar: building market and investor confidence.

  5. Saluting our sisters for Black History Month

    Blogs Published: 10/10/2023 Last modified: 11/10/2023
    To mark Black History Month 2023, this blog by Therese Chambers offers a personal reflection and talks about our work to support positive change.

  6. Speech: Culture in UK banking – regulatory priorities

    Insight Published: 18/10/2016 Last modified: 17/02/2017
    Culture is a priority for the FCA, one of our seven business plan priorities for 2016/17. ... Perform: How to Build the Highest Performing Cultures Through the Science of Total Motivation’ (or ‘ToMo’):.

  7. Outlining the FCA’s approach to authorisation

    Speeches Published: 15/03/2018 Last modified: 15/03/2018
    Speech by Sarah Rapson, Director, Authorisations at the Association of Professional Compliance Consultants (APCC) Annual Conference.

  8. FCA consults on 2015/16 fees for regulated firms

    Press Releases Published: 26/03/2015 Last modified: 26/03/2015
    the need to adapt to the changing technological environment while maintaining our existing systems. ... The FCA took over responsibility for regulating consumer credit firms on 1 April 2013.

  9. Financial Crime: analysis of firms’ 2017-2020 REP-CRIM data

    Data Published: 07/10/2021 Last modified: 07/10/2021
    The FCA provides analysis of the annual financial crime data return (REP-CRIM) submissions for the 3 reporting periods between 2017-2020.

  10. Innovation Hub now open for business, says FCA

    Press Releases Published: 28/10/2014 Last modified: 28/10/2014
    continuation of additional support for up to a year after authorisation (for those firms who have been supported through the authorisations process). ... use the expertise gained through our work with firms to inform future policy development in a way