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Showing 861 to 870 of 1503 search results for through our consumer research.

  1. FCA sets out expectations for investment managers on dealing commission

    Press Releases Published: 08/05/2014 Last modified: 08/05/2014
    The changes also clarify which costs investment managers can pass on to their clients through dealing commission, including specific guidance on mixed use assessments, where substantive research is bundled together with ... The FCA has a statutory
  2. Complaints handling review findings

    Multi-firm reviews Published: 15/08/2018 Last modified: 15/08/2018
    The findings of our review of how Non-deposit Taking Mortgage Lenders (NDTMLs) and Mortgage Third-Party Administrators (MTPAs) handle complaints.
  3. Notification requirements in the Money Laundering Regulations for FSMA authorised firms

    Tasks for regulated firms Published: 27/06/2017 Last modified: 21/02/2023
    Firms authorised under Financial Services and Markets Act (FSMA) who we supervise under the Money Laundering Regulations are required to tell us if they carry out certain activities. Read more on who this applies to and how to tell us.
  4. FCA publishes evaluation of rent-to-own price cap

    News stories Published: 02/12/2020 Last modified: 02/12/2020
    The FCA has published an evaluation of its price cap on rent-to-own (RTO) products, which came into force in April 2019.
  5. German Property Group (GPG) companies enter preliminary bankruptcy proceedings

    Statements Published: 08/10/2020 Last modified: 04/02/2021
    Joint statement from the FCA, the FSC) and the Financial Ombudsman Service on an unregulated, overseas property investment scheme.
  6. Consumer warning on Renaissance Advisory Ltd

    News stories Published: 10/12/2021 Last modified: 10/12/2021
    We have removed Renaissance Advisory Ltd’s permissions. It is therefore no longer authorised to carry out any regulated activities.
  7. Conduct risk during LIBOR transition

    Firms Focus areas Markets Markets policy Published: 19/11/2019 Last modified: 09/01/2023
    Questions and answers for firms on conduct risk during LIBOR transition.
  8. Statement re: promotion of shares in EMMIT plc

    Press Releases Published: 31/10/2014 Last modified: 21/11/2016
    Some investors are incentivised to do this through. Statements to the effect that this represents a good price for Emmit plc shares, because they normally sell at a much higher price; ... investors. We have taken action in this matter by publishing our
  9. Women’s Economic Empowerment TechSprint 2021

    Published: 08/06/2021 Last modified: 08/06/2021
    Women’s Economic Empowerment TechSprint 2021
  10. 22 years of pension savings gone in 24 hours

    Press Releases Published: 08/11/2019 Last modified: 06/08/2020
    The FCA and The Pensions Regulator are warning the public about fraudsters targeting people’s retirement savings. This warning comes as new research suggests that 42% of pension savers, which would equate over 5 million people across the UK, could