Search results
Showing 132 to 141 of 232 search results for trade as a general insurance broker.
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General Insurance pricing practices market study
We have published the final findings of our general insurance pricing practices market study. As part of this, we set out a package of remedies to address the concerns identified. -
FCA fines insurance broker JLT Specialty Limited £7.8m for financial crime control failings
We have fined JLT Specialty Limited (JLTSL) £7,881,700 for financial crime control failings. -
EU withdrawal: transition and financial regulation
Speech by Andrew Bailey, Chief Executive of the FCA, at the All Party Parliamentary Group on Wholesale Financial Services Annual Dinner. -
Shaping the future in asset management
Keynote speech by Martin Wheatley, Chief Executive of the FCA, at the FCA Asset Management Conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Personal data and supervision
How and why the FCA uses personal data to carry out its supervision functions. -
Besso Limited fined for anti-bribery and corruption systems failings
The FCA found that Besso, a general insurance broker, operated a weak control environment surrounding the sharing of commissions with third parties which gave rise to an unacceptable risk that they ... The FCA is currently undertaking a thematic review -
Repeal and replacement of assimilated law
Documents on the repeal and replacement of provisions in the retained EU law. -
TR14/9 - Commercial insurance intermediaries - conflicts of interest and intermediary remuneration
The report is aimed at general insurance intermediaries, insurers, relevant trade associations, representative groups for business and consumer bodies. ... We expect all general insurance intermediaries to reflect on how they manage the conflicts of -
2018 Disclosure Log
The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2018. -
Brexit: the FCA confirms final rules for firms
The Financial Conduct Authority (FCA) has today published its final instruments and guidance that will apply in the event the UK leaves the EU without a deal or an implementation period. -
UK EMIR news
Read our archive of news relating to EMIR dating back to August 2013.