Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 152 to 161 of 232 search results for trade as a general insurance broker.

  1. General Insurance pricing practices market study

    We have published the final findings of our general insurance pricing practices market study. As part of this, we set out a package of remedies to address the concerns identified.

  2. Speech: Beyond economics?

    Insight Published: 25/01/2017 Last modified: 28/02/2017
    Our occasional papers such as No. 12 on showing the prior premium on insurance renewal notices and No. ... 3 on how the add-on mechanism for insurance sales influences consumers show our approach in practice.

  3. Former senior trader sentenced for insider dealing

    Press Releases Published: 19/03/2015 Last modified: 05/04/2023
    In a case brought by the Financial Conduct Authority (FCA), Julian Rifat – a former senior execution trader and portfolio strategist at Moore Europe Capital Management LLC – has today been sentenced at Southwark Crown Court to 19 months

  4. The Financial Conduct Authority takes disciplinary action against five individuals and three firms in relation to solicitors’ professional indemnity insurance and other insurance schemes’ failures

    Press Releases Published: 01/02/2016 Last modified: 01/02/2016
    The Financial Conduct Authority (FCA) has fined five individuals and two firms a total of £15.5m, in addition to banning four of those individuals, for significant integrity and competence failings.

  5. What makes good conduct regulation?

    Speeches Published: 14/02/2017 Last modified: 14/02/2017
    Speech by John Griffith Jones, Chairman at the FCA, delivered at the Cambridge Judge Business School.

  6. Agreements with overseas regulators

    About us How we regulate Last modified: 15/01/2024
    Multilateral and bilateral Memoranda of Understanding (MoUs) and other agreements signed by the FCA.

  7. Regulation - supporting vibrant markets

    Speeches Published: 02/06/2015 Last modified: 02/06/2015
    Speech by Martin Wheatley, CEO of the Financial Conduct Authority, delivered at the Future of Financial Services event in London. This is the text of the speech as drafted, which may differ from the delivered version.

  8. Considerations for firms after the transition period

    Firms Published: 11/07/2018 Last modified: 12/03/2024
    Find out how Temporary Transitional Power (TTP) may affect you. It will depend on several factors, including the nature of your business and where your customers are located.

  9. FCA review highlights gap between insurance claims service and SMEs’ expectations

    Press Releases Published: 22/05/2015 Last modified: 22/05/2015
    when buying general insurance products. ... The FCA assessed 25 firms’ involved in the settlement and management of claims, including 5 insurers, 10 insurance intermediaries (including 5 managing general agents) and 10 loss assessing firms.

  10. Our Perimeter Report

    Annual reports Published: 20/07/2022 Last modified: 05/04/2024
    Our perimeter (remit) determines the activities we regulate and the level of protection consumers can expect when they buy financial services and products

  11. FCA confirms proposals in the event of a no-deal Brexit

    Press Releases Published: 28/02/2019 Last modified: 15/03/2019
    The Financial Conduct Authority (FCA) has published near-final rules and guidance that will apply in the event the UK leaves the EU without an implementation period.  As most of the changes proposed will be made under powers given to the FCA under
Related topics