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Showing 162 to 171 of 232 search results for trade as a general insurance broker.
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General Insurance pricing practices market study
We have published the final findings of our general insurance pricing practices market study. As part of this, we set out a package of remedies to address the concerns identified. -
PS23/9: Finalised insurance guidance on supporting customers in financial difficulty’
FCA summarises the feedback received to CP23/1 on insurance guidance for supporting customers in financial difficulty and set out response and finalised guidance. -
Speech: Shadow banking - the potential risks and rewards
For brevity, I list the institutions only:. global banks. broker-dealers. money market mutual funds. ... banking market, where M&G acted as broker between H&W and underlying providers of funds. -
New analysis offers mixed picture on high frequency trading in the UK
In the UK, by way of contrast, brokers have greater freedom over their routing strategies. ... Nor is the more general concern about the ability of some to react to events more quickly than the rest anything new. -
Financial promotions quarterly data 2023 Q3
We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 July 2023 and 30 September 2023. -
Regulatory Decisions Committee (RDC)
The RDC helps to ensure that contested enforcement decisions are made fairly. Find out more about the process and who sits on the committee. -
TR15/6: Handling of insurance claims for Small and Medium-sized Enterprises (SMEs)
TR15/6: Handling of insurance claims for Small and Medium-sized Enterprises (SMEs). ... This report is aimed at general insurance intermediaries including MGAs, insurers, third party administrators (TPAs), loss adjusters, loss assessors, relevant -
FCA supports firms through the transition to implementing the Consumer Duty
FCA sets out, in letters, the expectations of the Duty and arranges a series of in-person events for groups of small and medium-sized firms. -
Fair and effective markets review
co-chaired by the FCA CEO Martin Wheatley and Charles Roxburgh, Director-General for Financial Services at HMT. ... But we are talking about a trade-offs here between cost, efficiency and choice. -
FS20/7: Product Value and coronavirus: guidance for insurance firms
On 1 May 2020, we published draft guidance for insurance firms on assessing the value of their products in light of Coronavirus (Covid-19). This was subject to a short consultation period, which closed on 15 May. -
Fair treatment of long-standing customers in the life insurance sector: FG16/8
In this Finalised Guidance we set out our expectations on the actions life insurance firms should take to treat their closed-book customers fairly.