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Showing 112 to 121 of 229 search results for trade as a general insurance broker - by this.

  1. Our supervision overview

    Speeches Published: 02/06/2014 Last modified: 28/06/2024
    Speech by Clive Adamson, director of supervision, at the General Insurance conference, London.
  2. FCA says firms not treating delegated authority arrangements as outsourcing in the general insurance market

    Press Releases Published: 02/06/2015 Last modified: 04/06/2015
    FCA says firms not treating delegated authority arrangements as outsourcing in the general insurance market. ... The Financial Conduct Authority (FCA) has published the results of its thematic review of delegated authority arrangements in the general
  3. Moorhouse fined for failures in relation to its telephone sales

    Press Releases Published: 23/04/2015 Last modified: 23/04/2015
    Moorhouse is a general insurance broker whose business is focused on selling motor and liability related insurance products to small and medium enterprises (SMEs) including very small businesses known as ... The FCA’s work on general insurance add-ons.
  4. 100 days of the FCA

    Speeches Published: 09/07/2013 Last modified: 16/08/2013
    Speech by Martin Wheatley, Chief Executive, the FCA, at the ABI Biennial Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.
  5. How we calculate annual fees

    Tasks for firms Published: 09/05/2015 Last modified: 14/08/2023
    Find out what the FCA considers when calculating your annual fee, and read about fee blocks, extra fees and thresholds.
  6. Packaged bank accounts: TR16/8

    Thematic reviews Published: 20/10/2016 Last modified: 20/10/2016
    This report provides the findings from our thematic review into packaged bank accounts (PBAs). The review was performed to assess how firms implemented the PBA Insurance: Conduct of Business Sourcebook rules that were introduced in March 2013. We
  7. TR13/1 - Motor Legal Expenses Insurance (MLEI) thematic project

    Thematic reviews Published: 07/06/2013 Last modified: 16/08/2013
    We undertake thematic projects to assess current and future risks in relation to a particular issue or product. This may be across a number of firms, within a specific part of the sector, or at market level.
  8. TR14/9 - Commercial insurance intermediaries - conflicts of interest and intermediary remuneration

    Thematic reviews Published: 27/05/2014 Last modified: 27/05/2014
    The report is aimed at general insurance intermediaries, insurers, relevant trade associations, representative groups for business and consumer bodies. ... We expect all general insurance intermediaries to reflect on how they manage the conflicts of
  9. Financial promotions quarterly data 2022 Q2

    Data Published: 22/07/2022 Last modified: 04/11/2022
    We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 April 2022 to 30 June 2022.
  10. Market Watch 73

    Newsletters Published: 26/04/2023 Last modified: 26/04/2023
    In this edition we share our observations and findings from our recent market abuse peer review into firms that offer Contracts for Difference products and spread bets.