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Showing 192 to 201 of 229 search results for trade as a general insurance broker - by this.

  1. TR14/8 - Insurers’ management of claims – household and retail travel

    Thematic reviews Published: 22/05/2014 Last modified: 22/05/2014
    This report summarises the findings of our thematic review into claims handing in household and retail travel insurance, which assessed the extent to which consumers as claimants are at the heart ... The report is aimed at general insurance firms,
  2. 2019 Disclosure Log

    Last modified: 20/03/2024
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2019. 
  3. Primary Market Bulletin 40

    Newsletters Published: 27/05/2022 Last modified: 30/05/2022
    In this edition we provide feedback on our consultation in PMB 34 and highlight changes to the Knowledge Base on the prospectus regime as a result of the consultation.
  4. Asset management: A regulatory perspective

    Speeches Published: 26/04/2018 Last modified: 26/04/2018
    Speech by Andrew Bailey, Chief Executive at the FCA, delivered at London Business School Annual Asset Management Conference.
  5. First meeting of the PRA and FCA’s joint Climate Financial Risk Forum

    Press Releases Published: 12/03/2019 Last modified: 12/03/2019
    On Friday 8 March, the PRA and FCA hosted the first meeting of the Climate Financial Risk Forum (CFRF). The objective of the CFRF is to build capacity and share best practice across financial regulators and industry to advance financial sector
  6. FCA makes final appointment to ExCo with Georgina Philippou as Chief Operating Officer

    Press Releases Published: 22/09/2015 Last modified: 22/09/2015
    General Counsel: Sean Martin. Tracey McDermott said:. “We now have in place an Executive Committee with a range of experience from the industry and regulation both here and abroad. ... The FCA also announced that Linda Woodall would become Director of
  7. Monitoring orders and transactions – our expectations of firms

    Speeches Published: 31/01/2013 Last modified: 29/03/2013
    Speech by Patrick Spens, Head of Market Monitoring, the FSA, at the Futures Options Association Compliance Forum
  8. Speech: Darwin and an evolution in price discrimination

    Insight Published: 17/03/2016 Last modified: 17/02/2017
    The FCA’s market study on general insurance add-ons concluded that the point of sale advantage and limited information on availability and price of add-on insurance products led to ... This needs to be kept in mind because sometimes the policy choice
  9. FS14/1: Feedback Statement on FSA CP12/13 Solvency II – COBS rule changes

    Feedback statements Published: 14/10/2014 Last modified: 16/01/2015
    Retail and other insurance policyholders with savings business may wish to take note of the general content of this paper. ... PRA CP22/14 The Prudential Regulation Authority’s approach to with-profits insurance business.
  10. Defined benefit pension transfers market data October 2018-March 2020

    Data Published: 18/01/2021 Last modified: 29/01/2021
    Defined benefit pension transfers market data October 2018-March 2020