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Showing 111 to 120 of 156 search results for transaction reporting under MiFID II.
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MLA D: Lending - business flow and rates FAQs
MLA D: Lending - business flow and rates FAQs -
FCA fines Merrill Lynch International £13.2 million for transaction reporting failures
The FCA’s rules on transaction reporting are based on the EU Markets in Financial Instrument Directive (MiFID), November 2007. ... MiFID II will take effect from 3 January 2017 and will mean additional instruments will be transaction reported to the -
FCA publishes position limits for commodity derivative contracts
The Financial Conduct Authority (FCA) has today published position limits on certain commodity derivative contracts which are traded on UK trading venues. -
Personal data and authorisation
How and why the FCA uses personal data that is collected via forms on its online portals: Connect, RegData and Online Invoicing. -
The New Market Infrastructure
Keynote speech by David Lawton, Director of Markets, at the Economist Bellwether Conference. This is the text of the speech as drafted, which may differ from the delivered version. -
Cryptoassets: AML / CTF regime - Registering with the FCA
You must register with us if you want to provide cryptoasset services that come within the scope of money laundering regulations. Find out if this applies to you and how to register. -
Asset management: A regulatory perspective
Speech by Andrew Bailey, Chief Executive at the FCA, delivered at London Business School Annual Asset Management Conference. -
Brexit and financial services: where have we got to?
Speech by Andrew Bailey, Chief Executive of the FCA, delivered at the City Banquet, Mansion House, London. -
FCA publishes second consultation paper on the Markets in Financial Instruments Directive II implementation
The Financial Conduct Authority (FCA) has today published its second consultation paper (CP16/19) on the implementation of the Markets in Financial Instruments Directive II (MiFID II) in the UK. ... Andrew Bailey, Chief Executive of the FCA, commented:. -
MLA E: Residential loans to individuals FAQs
MLA E: Residential loans to individuals FAQs