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Showing 61 to 70 of 157 search results for transaction reporting under MiFID II.

  1. Market abuse requires a dynamic response to a changing risk profile

    Speeches Published: 13/02/2019 Last modified: 17/05/2019
    MAR and MiFID II define what constitutes unacceptable conduct and practice, including behaviour that amounts to giving false or misleading impressions to the market. ... MiFID II has been, amongst many things, an exercise in bringing together a common
  2. Event costs

    Last modified: 08/04/2024
    Overall approximate costs for public events that we organise and publicise, from April 2013 onwards.
  3. Market Watch issue 64: market conduct and Brexit and MiFID II transaction reporting issues [pdf]

    Newsletters Published: 27/08/2020 Last modified: 27/08/2020
    This edition of Market Watch provides important information to help MiFID II firms prepare for the end of the transition period.
  4. FCA Connect

    Registers and systems Published: 03/05/2016 Last modified: 09/02/2023
    FCA Connect is our user management system for you to submit applications and notifications. Use it to notify us about approved persons or suspicious transactions or apply for MiFID II.
  5. Cryptocurrency derivatives

    Statements Published: 06/04/2018 Last modified: 06/04/2018
    FCA statement on the requirement for firms offering cryptocurrency derivatives to be authorised.
  6. MDP entity portal

    Markets Published: 18/07/2017 Last modified: 04/04/2024
    The Market Data Processor (MDP) entity portal allows users to access the MDP system. Find out more about the portal and registering to use it. 
  7. Market Watch 74

    Newsletters Published: 25/07/2023 Last modified: 25/07/2023
    n this Market Watch, we describe some of our recent supervisory observations, covering RTS 22 transaction reporting and the submission of financial instrument reference data under RTS 23.
  8. Transaction reporting forum

    Markets Transaction reporting Published: 30/05/2016 Last modified: 11/01/2023
    The FCA explain how transaction reporting forums are used.
  9. Data reporting services providers

    Firms Markets Markets policy Published: 13/01/2017 Last modified: 14/12/2022
    Before entities may provide a Data Reporting Service (DRS) in the UK, they must be authorised by us or verified. Find out what this means for your firm.
  10. Notifications under Payment Services Regulations 2017

    Tasks for regulated firms Published: 02/02/2017 Last modified: 10/02/2023
    Read about the reporting and notification requirements under the PSRs, including major incident reporting.