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FCA Data Bulletin: Issue 8 - February 2017 [pdf]
This edition of the FCA's Data Bulletin looks at insights from the FCA Consumer Contact Centre and the latest trends in the retirement income market. -
[pdf]
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Personal data and recruitment
How and why the FCA uses applicants' personal data collected during the recruitment process. -
Shaping the future in asset management
Keynote speech by Martin Wheatley, Chief Executive of the FCA, at the FCA Asset Management Conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
FCA Final Notice 2014: HomeServe Membership Limited [pdf]
This final notice refers to breaches of PRIN 3, PRIN 6 and PRIN 7 related to mis-selling, complaints-handling, unfair treatment of customers, and remuneration in the general insurance and protection sector. We imposed a fine. -
Societies prosecuted under the Industrial and Provident Societies Act and the Friendly Societies Act - 2013 [pdf]
Societies that have been prosecuted for not submitting their annual returns and accounts in 2013. -
Societies prosecuted under the Industrial and Provident Societies Act and the Friendly Societies Act - 2011 [pdf]
Societies that have been prosecuted for not submitting their annual returns and accounts in 2011. -
Societies prosecuted under the Friendly Societies Act and the Industrial and Provident Act - 2010 [pdf]
Societies that have been prosecuted for not submitting their annual returns and accounts in 2010. -
Societies prosecuted under the Friendly Societies Act and the Industrial and Provident Act - 2009 [pdf]
Societies that have been prosecuted for not submitting their annual returns and accounts in 2009. -
Societies prosecuted under the Friendly Societies Act and the Industrial and Provident Act - 2008 [pdf]
Societies that have been prosecuted for not submitting their annual returns and accounts in 2008.