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Terms of Reference [pdf]
Inquiry by the Non-Executive Directors of the Financial Conduct Authority (FCA) into the events of 27/28 March 2014 relating to the press briefing of information in the FCA’s 2014/15 Business Plan -
FCA Data Bulletin: Issue 4 - October 2015 [pdf]
This issue of the data bulletin looks at financial promotions, how we use attestations, skilled persons reports, and consumer credit authorisations. -
General Partner Finance Limited
General Partner Finance Limited is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals. -
Final Notice 2015: Mountbatten Financial Limited [pdf]
This final notice refers to breaches of PRIN 11, related to threshold conditions and failing to be open and co-operative in the General Insurance and Protection sector. We imposed a cancellation. -
Retail Investments Product Sales Data dashboard
This page provides a breakdown of retail investment products sales data from 1 January 2019 to 31 December 2023. -
FCA Data Bulletin: Issue 5 - February 2016 [pdf]
The fifth FCA Data Bulletin provides insight into a range of areas, including: Highlights from our report on Retirement Income Market Data, an update on attestations and skilled person reports, an update on our work regarding financial promotions, -
Shaping the rules for a data-driven future
Speech by our Chief Executive, Nikhil Rathi at the Dutch Authority for the Financial Markets (AFM) 20th anniversary seminar. -
High-cost credit review update
We are publishing an update on progress and direction of travel in our high-cost credit review, indicating the further work we are doing and the timelines for our work. -
FCA Data Bulletin: Issue 6 - June 2016 [pdf]
This quarterly update will provide you with details of the latest regulatory data and developments. The FCA's sixth Data Bulletin provides insight into a range of areas, including: an update on attestations and skilled person reports, the latest -
Regulatory priorities for retail banking
Speech delivered by Karina McTeague, Director of Retail Banking Supervision at the FCA, at the Westminster Business Forum on retail banking and payments.