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FCA introduces new rules on whistleblowing
FCA introduces new rules on whistleblowing. Press Releases First published:. 06/10/2015. Last updated: 19/04/2016. Share page. FCA introduces new rules on whistleblowing. The Financial Conduct Authority (FCA), alongside the Prudential Regulation -
Gyms and golf clubs
Find out what permissions you'll need to apply to the FCA for authorisation, and what the FCA expects to see in your application. -
Supporting consumers in challenging times
Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at the Building Societies Annual Conference -
Our powers to ban a promotion or advert
The FCA has the legal power to ban financial promotions or adverts that are unclear, unfair or misleading. Find out what actions the FCA can take and how it decides whether to act. -
It's time for an Enlightenment on financial inclusion
Speech by Nikhil Rathi, the FCA's Chief Executive, delivered at PwC Glasgow for the Scottish Financial Enterprise: Extending Financial Inclusion event. -
Business interruption test case: Order (15 September 2020) [pdf]
This is the sealed order dated 15 September in the Business Interruption insurance test case giving procedural deadlines following the High Court judgment. -
Disruptive innovation in financial markets
Speech by Mary Starks, Director of Competition, FCA, delivered at the OECD (Organisation for Economic Cooperation and Development), Paris. This is the text of the speech as drafted, which may differ from the delivered version. -
Our ambitious agenda for UK asset management
Speech by Ashley Alder, FCA chair, at the Bloomberg Buy-side Forum. -
FCA announces changes to its Executive Committee
Stephen Braviner Roman appointed General Counsel and member of FCA's Executive Committee. Megan Butler to step down as Executive Director of Transformation. -
Supplement for firms selling investments and non-investment insurance contracts [doc]
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