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Final Notice 2015: Alpha Accident Claims Limited [pdf]
This final notice refers to breaches of Threshold Conditions, PRIN 11, failing to be open and co-operative in the General Insurance Intermediary sector. We imposed a cancellation. -
The role of the FCA in a changing regulatory landscape
Speech by Nikhil Rathi, our Chief Executive, delivered at the Lord Mayor's City Banquet at Mansion House. -
PerfectHome enters administration
On 25 March 2022, Temple Finance Limited, trading as PerfectHome, was placed into administration. Rob Harding and David Soden of Teneo Financial Advisory Limited were appointed as joint administrators. -
Client money flowchart [pdf]
Use this flowchart to help you understand what client money is and how to check you are protecting it. -
Financial promotions quarterly data 2024 Q1
We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 January 2024 and 31 March 2024. -
Notice of Decision 2023: Buchanan Financial Group Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Final Notice: Unique Plumbing & Heating LLP [pdf]
This final notice Unique Plumbing & Heating LLP refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Investment advisory sector, General Insurance and -
Mortgage intermediaries and authorisation forms
You must complete the forms and supporting documents below before applying to us for authorisation. -
MS17/2: Wholesale Insurance Broker Market Study
We have published the final report for our Wholesale Insurance Broker Market Study, concluding that while there is room for improvement, we have not found evidence of significant levels of harm that merit the introduction of intrusive remedies. As a -
Digital Protect: unauthorised firm offering insurance
We have found that Digital Protect Ltd – which is also known as Sampora and Domestic Protect – has been offering insurance for home entertainment and digital equipment without our authorisation. Find out what this means for their customers and