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FCA business plan and risk outlook published
The Financial Services Authority (FSA) has published the business plan and risk outlook for the Financial Conduct Authority (FCA) for 2013/14. The FSA will be replaced by the FCA and the Prudential Regulation Authority (PRA) on 1 April 2013. -
Seizing opportunity – challenges and priorities for the FCA
Speech by our CEO, Nikhil Rathi, delivered at the Lord Mayor's City Banquet at Mansion House -
Elite Insurance Company Ltd (‘Elite’) has entered into administration
Elite Insurance Company Ltd (‘Elite’) has entered into administration -
The view from the regulator: developing our approach
Speech by Mary Starks, Director of Competition at the FCA, delivered at the AIC conference ‘Making choices in uncertain times’. -
FSA Q2 12/13 Number of skilled person reports commissioned [pdf]
Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis. -
FSA Q3 12/13 Number of skilled person reports commissioned [pdf]
Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis. -
Complaints Data Analysis: 2018 H1 [pdf]
This analysis looks at the aggregate complaints data for 2018 H1 in more depth. Including highlights, complaints over time, putting complaints into context, most complained about products, main reasons for complaints and outcomes for consumers. -
Access to cash coverage in the UK 2022 Q4
The FCA provides an overview of geographical cash access coverage in the UK at the end of the fourth quarter (October to December) of 2022. -
Realising the benefits of purposeful leadership
Speech by Jonathan Davidson, Director of Supervision – Retail and Authorisations at the FCA, delivered at the CCTA 2018 Conference, Nottingham. -
Move from being an appointed representative to being authorised
If you decide to move from being an appointed representative (AR) to being authorised, find out how to give notice to your principal.