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Pension transfers or switches with a view to investing pension monies into unregulated products through SIPPs - Further alert
Pension transfers or switches with a view to investing pension monies into unregulated products through SIPPs - Further alert. News stories First published:. 28/04/2014. Last updated: 28/04/2014. Share page. Pension transfers or switches with a -
Brexit: information for life insurers in the UK about pensions and retirement income
A focus for UK life insurers is their ability to continue to provide services to EEA-based customers (including expats). -
PS23/7: Broadening retail access to the long-term asset fund
This consultation sets out proposals for broadening the retail distribution of the LTAF. -
External audit requirements for small personal investment firms or service companies
Learn more about the external audit requirements for small personal investment firms or service companies and what you need to do. -
FSA and OFT publish guidance to firms designing new payment protection products
The Financial Services Authority (FSA) and the Office of Fair Trading (OFT) have jointly published final guidance to help prevent the problems associated with Payment Protection Insurance (PPI) recurring in a new generation of products. -
FCA announces the names of firms who have participated in the Advice Unit and publishes the FAMR baseline report
The Financial Conduct Authority (FCA) has today announced the names of firms who have participated in the Advice Unit. -
Pure protection contract data reported by Life Insurers - May 2021
The FCA responds to questions regarding pure protection contract data reported by Life Insurers. -
FCA fines CT Capital Ltd for failures related to PPI complaint handling
The Financial Conduct Authority (FCA) has today fined CT Capital Ltd (CT Capital) £2,360,900 for serious failings in its historic Payment Protection Insurance (PPI) complaint handling processes. -
Information on investigations opened under the Senior Managers' Regime - June 2022
The FCA provides information on investigations opened under the Senior Managers' Regime. -
FCA fines Policy Administration Services Ltd £2.8 million for poor complaints handling of mobile phone insurance policies sold by Phones 4u Ltd
The Financial Conduct Authority (FCA) has fined Policy Administration Services Limited (PAS) £2,834,700 for poor complaints handling between June 2009 and September 2011, including failing to identify the root causes of recurring issues and put