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Showing 2211 to 2220 of 2310 search results for travel insurance.

2211. Direct Line to carry out a past business review relating to the FCA's pricing rules

      Statements Published: 01/09/2023 Last modified: 01/09/2023
      Direct Line Group will carry out a review to identify all instances where a customer has been overcharged and provide appropriate redress.

2212. CP15/4: Whistleblowing in deposit-takers, PRA-designated investment firms and insurers

      Consultation papers Published: 23/02/2015 Last modified: 23/02/2015
      This consultation paper proposes a set of rules that will apply to UK banks, building societies, credit unions, PRA-designated investment firms and insurance and reinsurance firms, including third country branch

2213. PS15/24: Whistleblowing in deposit-takers, PRA-designated investment firms and insurers

      Policy statements Published: 06/10/2015 Last modified: 26/05/2016
      PRA-designated investment firms, and. insurance and reinsurance firms within the scope of Solvency II, the Society of Lloyd’s and managing agents. ... we regulate, such as stockbrokers, mortgage brokers, insurance brokers, investment firms and consumer

2214. Financial Conduct Authority publishes first set of data under new complaints rules

      Press Releases Published: 26/04/2017 Last modified: 26/04/2017
      The Financial Conduct Authority (FCA) has published data on the number of complaints reported by firms under new rules which came into force on 30 June 2016.

2215. The FCA censures Catalyst Investment Group Limited for misleading investors and fines former compliance officer

      Press Releases Published: 03/10/2013 Last modified: 07/02/2022
      he Financial Conduct Authority (FCA) has censured Catalyst Investment Group Limited (Catalyst) for recklessly misleading investors when promoting bonds offered by ARM Asset Backed Securities SA (ARM) between November 2009 and May 2010.

2216. FCA secures confiscation order totalling £5 million against illegal money lender

      Press Releases Published: 17/12/2019 Last modified: 17/12/2019
      On 11 December 2019, Southwark Crown Court made a confiscation order against Dharam Prakash Gopee in the sum of £5,118,018.72. The effect of the order is to confiscate all his criminal proceeds as an illegal money lender. Mr Gopee was also ordered

2217. Firm fined £1.8million for "unacceptable" approach to bribery & corruption risks from overseas payments

      Press Releases Published: 19/12/2013 Last modified: 30/08/2015
      JLTSL, which provides insurance broking and risk management services, was found to have failed to conduct proper due diligence before entering into a relationship with partners in other countries who helped ... JLTSL also did not adequately assess the

2218. CP15/17: Capital resources requirements for Personal Investment Firms (PIFs)

      Consultation papers Published: 28/05/2015 Last modified: 22/02/2018
      providers of professional indemnity insurance (PII) to PIFs. providers of investment platform, professional and other services to PIFs.

2219. Consumer Duty: Findings from our review of fair value frameworks

      Good and poor practice Published: 10/05/2023 Last modified: 17/11/2023
      Read the findings of our review into firms’ approaches to fair value assessments under the Consumer Duty.

2220. PS21/15: Regulation of funeral plans: Feedback to CP21/20 and final rules

      Policy and guidance Policy statements Published: 05/07/2021 Last modified: 05/11/2021
      We set out our final and near final rules on funeral plans regulation, including new guidance for providers on their arrangements for trust-backed funeral plans.