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Cryptoasset registration: information for applicants
The FCA's requirements and expectations of cryptoasset businesses for AML/CTF regime registration. -
Final Notice: Infinity Financial Solutions Ltd [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Investment advisory, Mortgage, Insurance mediation and consumer credit sectors. We -
FCA publishes Wholesale Insurance Brokers Market Study final report
The FCA has published the final report of its Wholesale Insurance Brokers market study which was launched in November 2017 to assess how competition was working in the sector. -
Reforming our capital markets ecosystem
Speech by Nikhil Rathi, our Chief Executive delivered at the Global Investment Management Summit. -
Financial Lives Survey 2017: Data Tables: Volume 6 - General insurance and protection [xlsx]
This volume of tables contains questions on: general insurance & protection, motor insurance, home content & buildings insurance, single trip insurance, mobile phone insurance and pet insurance. -
Financial Lives Survey 2017: Data Tables: Volume 17 - GAP insurance [xlsx]
This volume of tables contains questions on: GAP insurance. The Financial Lives Survey 2017 is a tracking study designed to provide the FCA with insight on consumer behaviour and experience in the retail financial markets we regulate. -
PS17/3: Payment protection insurance complaints: feedback on CP16/20 and final rules and guidance
The FCA's Policy Statement includes final rules and guidance on payment protection insurance (PPI) complaints. -
Loan-based crowdfunding platforms: summary of our rules
The following rules may be relevant for firms operating in the loan-based crowdfunding (including peer-to-peer and peer-to-business) market when considering their investment activities. -
Applying to approve financial promotions for unauthorised persons
Find out how to apply to the FCA for permission to approve the financial promotions of unauthorised persons. -
Pensions and Retirement income: our guidance for firms
The FCA's guidance for pension providers and DB transfer advisers, as the coronavirus (Covid-19) pandemic develops.