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Review of general insurance intermediaries’ professional indemnity insurance: TR16/9
This report provides the findings from our thematic review into general insurance intermediaries’ professional indemnity. The review was performed to evaluate the individual policies purchased by a sample of firms to assess whether they complied -
Insights from the 2020 Cyber Coordination Groups
Overview and insight from the latest quarterly Cyber Coordination Group meeting -
Deeds not words: the next stage of the FCA’s innovation journey
Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Innovate Finance Global Summit (IFGS) 2019. -
Review of host Authorised Fund Management firms
We wanted to test the viability of the host AFM business models and assess whether conflicts of interests were being effectively managed. -
Dear CEO letter: FCA expectations of general insurance firms [pdf]
We expect firms to read this letter, our Thematic Review (TR19/2) and proposed guidance for insurance product manufacturers and distributors (GC19/2). -
Improving the Appointed Representatives regime through greater use of data
This publication includes data from the FCA's 2021 and 2022 data requests sent to principal firms and authorisation information collected from firms. It also outlines how the FCA is improving the Appointed Representatives’ Regime (AR) regime and -
The FCA publishes data on complaints and redress for the first half of 2013
Payment protection insurance (PPI) – 1,786,626 complaints opened (61% of new complaints). ... Compensation for general insurance and pure protection products (which includes PPI compensation) accounted for £2.4 billion of the total, followed by £54 -
TR13/4 - Automatic renewal of fixed-term bonds
This report publishes our work to date on the automatic renewal of fixed-term bonds. We asked 30 firms that offer fixed-term bonds for details about their contracts and their practices regarding automatic renewal: this report outlines our concerns -
Information about professional insurance indemnity premiums - July 2020
The FCA provides information about professional insurance indemnity premiums -
Personal investment firms that give bad advice to hold capital for redress
Our proposals to require personal investment firms to set aside capital so that they can cover compensation costs.