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Showing 571 to 580 of 751 search results for treatment of vulnerable customers.
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FCA fines and bans wife and bans husband financial advisor for lack of integrity
The Financial Conduct Authority (FCA) has banned Mrs Colette Chiesa and Mr John Chiesa from working in financial services for integrity failings. Additionally, Mrs Chiesa has been fined £50,000 for attempting to mislead the FCA during an FCA -
Information for general insurers and intermediaries in the UK
A focus for UK-based general insurers is minimising the disruption for EEA-based customers (including expats), or policies with certain EEA risks. -
TR15/10: Fair treatment for consumers who suffer unauthorised transactions
TR15/10: Fair treatment for consumers who suffer unauthorised transactions. Thematic reviews First published:. ... We found that firms are generally meeting their legal requirements and are making a good effort to deliver fair outcomes for their customers -
FCA publishes Annual Report and Accounts 2019/20
The Financial Conduct Authority (FCA) publicly censures Conor Foley, the former Chief Executive Officer of Worldspreads, for market abuse and banning him from performing any roles linked to regulated activity. -
Beyond disclosure for high-risk investments: slow down and think
This article explores our research into risk warnings, decision points and self-certification, published in January 2021. -
CP16/15: Capping early exit pension charges
treatment of long-standing customers in the life insurance sector. -
FCA reveals the financial experiences of people in the UK: The South West has the highest proportion of adults overdrawn in the last 12 months compared to rest of UK
The Financial Conduct Authority (FCA) has today published the latest analysis of its Financial Lives survey. Today’s report puts the spotlight on the financial situation of people across the UK and highlights where in the UK people may be more -
SD Taylor Limited (trading as ‘Loans at Home’) enters Administration
On 15 March 2022 SD Taylor Limited (trading as ‘Loans at Home’) was placed into administration. Chris Laverty, Trevor O’Sullivan and Andrew Charters of Grant Thornton UK LLP were appointed as Joint Administrators. -
The equity release sales and advice process: key findings
Key findings from our exploratory work on later life lending, where we considered the borrowing opportunities available to consumers aged 55 and over, focusing on lifetime mortgages. -
FG17/6: The treatment of politically exposed persons for anti-money laundering purposes
We are publishing finalised guidance for how financial services firms should treat customers who are politically exposed persons when meeting their anti-money laundering obligations.