Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 251 to 260 of 619 search results for under the Senior Managers Regime.

  1. [pdf]

    Correspondence Published: 12/06/2014 Last modified: 05/09/2014

  2. PS18/15: Extending the Senior Managers & Certification Regime to insurers – Feedback to CP17/26 and CP17/41 and near-final rules

    Policy statements Published: 26/07/2017 Last modified: 04/07/2018
    We have published near-final rules on the extension of the Senior Managers and Certification Regime to all FSMA authorised firms.

  3. Transcript - Senior Managers and Certification Regime July 2018 video [pdf]

    Transcripts Published: 14/11/2019
    Transcript of 2018 video covering the key components of the SM&CR. Video here https://www.fca.org.uk/firms/senior-managers-certification-regime/insurers

  4. PS16/5: Strengthening accountability in banking and insurance: Implementation of SM&CR and SIMR, and PRA requirements on regulatory references [pdf]

    Policy statements Published: 15/02/2016 Last modified: 15/02/2016
    This policy statement contains, among other things, the PRA and FCA final rules to implement the proposals for applying the Senior Insurance Managers Regime (SIMR) to Swiss general insurers.

  5. CP17 /41: Individual accountability: Transitioning insurers and individuals to the Senior Managers & Certification Regime [pdf]

    Consultation papers Published: 13/12/2017
    We are consulting on how FSMA authorised firms and individuals will move to the Senior Managers and Certification Regime.

  6. PS16/6: Consequential Changes to the Senior Managers Regime [pdf]

    Policy statements Published: 02/03/2016 Last modified: 02/03/2016
    In this Policy Statement we report on the main issues arising from Consultation Paper 16/1 Consequential Changes to the Senior Managers Regime and publish the final rules.

  7. How we are applying the principles of the SMR to the FCA [pdf]

    Corporate documents Published: 01/04/2016 Last modified: 10/11/2023
    We are applying the principles of the Senior Managers Regime to our own senior managers including members of our Board, Executive Committee and those carrying out Senior Management Functions.

  8. CP15/37: Consequential amendments to the Senior Insurance Managers Regime (SIMR) [pdf]

    Consultation papers Published: 11/11/2015 Last modified: 11/11/2015

  9. PS20/5: Extending the Senior Managers Regime to benchmark administrators: final rules [pdf]

    Policy statements Published: 02/06/2020
    In CP19/31, we set out proposals for extending the Senior Managers Regime (SMR) to benchmark administrators. This Policy Statement summarises feedback received and our response

  10. CP16/1: Consequential changes to the Senior Managers Regime [pdf]

    Consultation papers Published: 06/01/2016 Last modified: 23/02/2016
    This Consultation Paper (CP) sets out how we intend to implement the consequential changes to rules and forms that will be required prior to commencement of the regime. It also examines the impact that we believe they will have upon the industry and
Related searches