Search results
Showing 271 to 280 of 619 search results for under the Senior Managers Regime.
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UK AIFM and NPPR fees
Find out about fees for authorised and registered Alternative Investment Fund Managers (AIFMs), and the National Private Placement Regime (NPPR). -
Event costs
Overall approximate costs for public events that we organise and publicise, from April 2013 onwards. -
PS19/20: Optimising the Senior Managers & Certification Regime and feedback to CP19/4 [pdf]
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PS19/9: Applying the Senior Managers and Certification Regime to Claims Management Companies [pdf]
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PS16/3: Strengthening accountability in banking: Feedback on CP15/22 and CP15/31; rules on extending the certification regime to wholesale market activities and interim rules on referencing [pdf]
In this policy statement we set out final rules for the new accountability framework for individuals working in banks, building societies and credit unions who perform certain wholesale market activities. -
CP19/4: Optimising the Senior Managers & Certification Regime and feedback to DP16/4 – Overall responsibility and the legal function [pdf]
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GC18/4: Senior Managers and Certification Regime: Proposed guidance on statements of responsibilities and responsibilities maps for FCA firms [pdf]
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PS18/15: Extending the Senior Managers & Certification Regime to insurers - Feedback to CP17/26 and CP17/41 and near-final rules [pdf]
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PS18/14: Extending the Senior Managers & Certification Regime to FCA firms - Feedback to CP17/25 and CP17/40, and near-final rules [pdf]
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Firms
Tasks for regulated firms and authorisation information for new firms